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sd-10-EFTA01369942Dept. of JusticeOther

EFTA Document EFTA01369942

From: Stewart Oldfield Sent: 6/14/2016 5:06:14 PM To: Zbynek Kozelsky Andrew King CC: Todd Stevens Subject: RE: Approval Needed - List of Preferreds He is a private banking client... And ISG and KCP report to the same person. Who is now copied on this email because this is getting silly. From: Zbynek Kozelsky Sent: Tuesday, June 14, 2016 4:56 PM To: Andrew King Cc: Stewart Oldfield Subject: RE: Approval Needed - List of Preferreds Guys, Are we doing business with Epstein? Thi

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Dept. of Justice
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sd-10-EFTA01369942
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From: Stewart Oldfield Sent: 6/14/2016 5:06:14 PM To: Zbynek Kozelsky Andrew King CC: Todd Stevens Subject: RE: Approval Needed - List of Preferreds He is a private banking client... And ISG and KCP report to the same person. Who is now copied on this email because this is getting silly. From: Zbynek Kozelsky Sent: Tuesday, June 14, 2016 4:56 PM To: Andrew King Cc: Stewart Oldfield Subject: RE: Approval Needed - List of Preferreds Guys, Are we doing business with Epstein? Thi

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 6/14/2016 5:06:14 PM To: Zbynek Kozelsky Andrew King CC: Todd Stevens Subject: RE: Approval Needed - List of Preferreds He is a private banking client... And ISG and KCP report to the same person. Who is now copied on this email because this is getting silly. From: Zbynek Kozelsky Sent: Tuesday, June 14, 2016 4:56 PM To: Andrew King Cc: Stewart Oldfield Subject: RE: Approval Needed - List of Preferreds Guys, Are we doing business with Epstein? This is a KCP client, why is 156 involved with the client? Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 Tel. Emai All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential andfor privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. My unauthorized copying. disclosure or distribution of the material in this email is prohibited. From: Andrew King Sent: Friday, June 10, 2016 3:22 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: Approval Needed - List of Preferreds Ziggy, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062462 CONFIDENTIAL SDNY_GM_00208646 EFTA01369942

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01424692

Subject: RE: Approval Needed - List of Preferreds From: Todd Stevens < Date: Tue, 14 Jun 2016 17:31:03 -0400 To: Stewart Oldfield Zbynek Kozelsky < >, Andrew King <IMINIMORMMIIII>, zia Memon >, Joseph Dursi > We are trying to amend the process to (1) go to MRG first and then (2) go to Ziggy only if presentation contains account specific information (balances, etc). If purely factual market information then the MRG should be sufficient. Zia will need to opine and advise how we can

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Subject: RE: Canyon requests - AIS - KCP [I] From: Zbynek Kozelsky Date: Tue, 15 Nov 2016 17:43:53 -0500 To: Stewart Oldfield Cc: Mathew Negus Todd Stevens Joseph Dursi Classification: For internal use only Stew, Just tell Daniel/Darlene to submit AIS requests for Canyon for Epstein/- Southern Financial and TFMG. Please keep in mind that TFMG is a COD account. You won't be able to book Canyon there unless you have a new account (cash). Thank you {cid:image003.png@O1CFFD0A.6F882F50}

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01427926

Subject: RE: Canyon requests - AIS - KCP [I] From: Stewart Oldfield Date: Tue, 22 Nov 2016 10:33:25 -0500 To: Daniel Sabba Darlene Zong <darlene.zong@db.com> Cc: Zbynek Kozelsky <zbynek.kozelsky@db.com>, Todd Stevens <todd.stevens@db.com> Classification: For internal use only Then we need to let me or ISG do it. From: Daniel Sabba Sent: Tuesday, November 22, 2016 10:32 AM To: Stewart Oldfield; Darlene Zong Cc: Zbynek Kozelsky; Todd Stevens Subject: RE: Canyon requests - AIS - KCP [I

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EFTA Document EFTA01424124

Subject: RE: Canyon requests - AIS - KCP [I] From: Daniel Sabba <M I> Date: Tue, 22 Nov 2016 10:32:28 -0500 To: Stewart Oldfield Darlene Zong Cc: Zbynek Kozelsk Todd Stevens Classification: For internal use only Stew — I received guidance from Todd/Ziggy we wouldn't be marketing Canyon to Southern Financial. From: Stewart Oldfield Sent: Tuesday, November 22, 2016 10:30 AM To: Daniel Sabba; Darlene Zong Subject: FW: Canyon requests - AIS - KCP [I] Classification: For internal use on

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EFTA Document EFTA01419163

Subject: FW: Approval Needed - List of Preferreds [I] From: Stewart Oldfield e > Date: Tue, 14 Jun To: Terri Sohrab Classification: For internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/10 or 24 )of the person preparing the marketing piece. If someone is putting togeth

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EFTA Document EFTA01373749

We are trying to amend the process to (1) go to MRG first and then (2) go to Ziggy only if presentation contains account specific information (balances, etc). If purely factual market information then the MRG should be sufficient. Zia will need to opine and advise how we can amend process. From: Stewart Oldfield Sent: Tuesday, June 14, 2016 5:06 PM To: Zbynek Kozelsky; Andrew King Cc: Todd Stevens Subject: RE: Approval Needed - List of Preferreds He is a private banking client . .. And I

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