EFTA Document EFTA01370075

From: Vanessa Mendez Sent: 4/25/2018 5:17:38 PM To: Janice Franklin CC: Wayne Salit • Yoonsun Chung Douglas G Rosa Nicole Alexander Tope Owoyemi Zeljka Smallman Anthony Busanic Subject: RE: 2018 AFC EDD Audit ISC1 Attachments: SARs_supporting documents.docx; PEP_ Juan Carlos Mas and wife Vivian Mas de la Maza.pdf; Reporting & Statistics for WM AFC_sent on 04.25.18.docx; WM_all KYCS • 1st report-_.xlsx; Lujain_KYC PB 01865354 case.pdf; Lujain_NAO 13655077 case.pdf Classification: Strictly Confidential Good afternoon Janice, Please see my responses below in blue and attached supporting documentation. Best, Vanessa Mendez From: Janice Franklin Sent: Wednesday, April 25, 2018 12:31 PM To: Zeljka Smallman • Vanessa Mendez Anthony Busanic Cc: Wayne Salit Yoonsun Chung Nicole Alexander Subject: RE: 2018 AFC EDD Audit Dear Zeljka, Vanessa and Anthony: Just a reminder to provide us with the details requested below. Thanks. Regards, .Janice P. Franklin Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Americas Regulation. Compliance 8 Anti-Financial Crime 60 Wall Street, 10005-2836 New York, NY, USA Tel. Emai From: Janice Franklin Sent: Monday, April 23, 2018 12:10 PM To: Zeljka Smallman Douglas G Rosa Tope Owoyemi Vanessa Mendez ; Anthony Busanic CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062671 CONFIDENTIAL SDNY_GM_00208855 EFTA01370075