Skip to main content
Skip to content
Case File
sd-10-EFTA01370128Dept. of JusticeOther

EFTA Document EFTA01370128

From: Liam Osulliva Sent: 5/4/2018 8:41:23 AM To: CC: Martin Zeman Joshua Shoshan Subject: Option Assignment - GILD (0 Classification: Confidential Paul, You were put 1,00O shares of GILD at 77.50. You are now short 90 GILD 05/18/18 77.50 Puts. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154.0004 New York, NY, USA Tel. Email Xavier Avila Richard Kahn' Davide-A Sferrazza Stewart Oldfi

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01370128
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

From: Liam Osulliva Sent: 5/4/2018 8:41:23 AM To: CC: Martin Zeman Joshua Shoshan Subject: Option Assignment - GILD (0 Classification: Confidential Paul, You were put 1,00O shares of GILD at 77.50. You are now short 90 GILD 05/18/18 77.50 Puts. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154.0004 New York, NY, USA Tel. Email Xavier Avila Richard Kahn' Davide-A Sferrazza Stewart Oldfi

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osulliva Sent: 5/4/2018 8:41:23 AM To: CC: Martin Zeman Joshua Shoshan Subject: Option Assignment - GILD (0 Classification: Confidential Paul, You were put 1,00O shares of GILD at 77.50. You are now short 90 GILD 05/18/18 77.50 Puts. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154.0004 New York, NY, USA Tel. Email Xavier Avila Richard Kahn' Davide-A Sferrazza Stewart Oldfield KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(0)(3). end who ere capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions ere subject to relevant internal approvals of OBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters ctiscussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB& or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062741 CONFIDENTIAL SDNY_GM_00208925 EFTA01370128

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

URLhttps://db.com/disclosures

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01376881

From: Sent: To: CC: Subject: Liam Osullivan 6/8/2018 4:52:14 PM Paul Barrett Davide-A Sferrazza ; 'Richard Kahn' I Joshua Shoshan -I: Stewart Oldfield ; Martin Zeman I Trade Details --> 06/08/2018 (C) Classification: Confidential Paul, In SFLLC: Sold 17 BRK/A at 293,789.86 Sold 10,000 QCOM at 60.3107 Sold 25,000 GILD at 71.9664 In Haze: Sold 15,390 SPOT at 171.8254 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Ma

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01370825

From: Sent: To: CC: osullivan 5/31/2018 4:23:38 PM Paul Barrett Davide-A Sferrazza I; 'Richard Kahn' I Joshua Shoshan • Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 5/31/2018 (Cl Classification: Confidential Paul, In Haze: You sold 5,045 shares of C 5.8% Ser C Pref at 25.1654. The account is long 38,158 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York.

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01372770

From: Liam Osullivan Sent: 5/21/2018 4:18:00 PM To: 'Paul Barrett 'Richard Kahn' CC: Martin Zeman Xavier Avila Davide-A Sferrazza Joshua Shoshan Stewart Oldfield Subject: Trade Details --> 5/21/2018 ICI Classification: Confidential Paul, In SFFLC: You were assigned 9,000 shares of GILD at 77.50. The account is now long 25,000 shares. There are no more GILD options in the account. You bought 2 shares of BRK/A at 297,000 You sold 20,000 shares of BASFY at 26.3245. In Haze: Y

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01380842

From: Sent: To: CC: Subject: Liam Osullivan 8/3/2018 8:52:40 AM Paul Barrett Martin Zeman RE: CDR (C) Classification: Confidential Paul, Richard Kahn ; Davide-A Sferrazza ; Stewart Oldfield You sold 15,320 CDR at 199.4626 PLN. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel. Email ; Xavier Avila Prepared on OW03/2018 Source: Pershing NetX 360 Unofficial t

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381762

From: Sent: To: CC: Subject: Liam Osullivan 7/9/2018 4:28:09 PM Paul Barrett I Martin Zeman I I I; Stewart Oldfield Trade Details --> 7/9/18 ICI Classification: Confidential Paul, Richard Kahn • Davide-A Sferrazza In SFLLC: You bought 1mm EXLINT 10% 07/15/23 at 102.875. Thank you. Liam z Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA E . Email Xavier Avila Prepared on 07/09

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01375389

From: Sent: To: CC: Subject: Liam Osullivan 5/23/2018 4:05:10 PM 'Paul Barrett ( frichardkahn12@gmail.comj Martin Zeman ;Joshua Shoshan Trade Details --> 5/23/2018 ICI Classification: Confidential • Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza [clavicle- ; Stewart OldfIeld Paul, In Haze: You sold 4,151 C 5.8% Ser C Pref at 25.0872. The account is long 84,434 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealt

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.