EFTA Document EFTA01370149

Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Mail St : JCK01-0231 Tel. Mobile + Email From: Cynthia Rodriguez [mailto Sent: Tuesday, November 22, 2016 2:27 PM To: 'bsoexceptions@list.db.com' <bsoexce tions list.db.com>; PWM SPG < Cc: Stewart Oldfield < > Subject: Approval Required on $23mn Wire Importance: High Hello, > Our client, Southern Trust Company, would like to internally transfer $23mn into their brokerage account under the name of The Haze Trust. Please see attached letter of instruction. The callback was made to the phone number on file, and confirmed by Darren Indyke who is the signatory on the account. Please provide approval to process this wire today. Thank you. Kind regards, Cynthia Rodriguez ii Cynthia Rodriguez Assistant Vice President Deutsche Bark Trust Company Americas Deutsche Asset & Wealth Management 345 0154.0004 New York. NY. USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062775 CONFIDENTIAL SDNY_GM_00208959 EFTA01370149