EFTA Document EFTA01370169

From: Martin Zeman Sent: 11/30/2017 9:48:04 AM To: Paul Barrett CC: Xavier Avila Stewart Oldfield Subject: EURUSD Option closeout confirmation Richard Kahn Paul, To confirm you closed out 17/19 Jan 2018 EUR Put 1.1850 USD Call in USD 10M notional. DB pays Southern Financial LLC $60,000 value 4 Dec 2017. Thanks, Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 New York, NY, USA Tel. Mobile Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB& or any &its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062807 CONFIDENTIAL SDNY_GM_00208991 EFTA01370169