EFTA Document EFTA01370252

Deutsche Bank Compliance Week Total" aCCOvab rota out wires ii 4Ccouols with lout woe %of lot accouMt AMMO% with 1 out with m 3 I woe outwit" %of 40CouMS mth m 3 outvote Oas %of accounts with m 4 outwore Mounts with to 4 out we I 1262 9461 74% 120 9% 52 2 746 543 73%. 72 10% 42 6% 3 4 891 1098 658J 844 74%i 87 774: % 10% 9% 44 46 5% 5 1293 937 72%8 119 9% 66 5% 6 779 581 75%] 70 9% 40 5% 7 857 6461 71 8% 41 8 697 5121 75% 68 10% 40 6% 9 1340 946 72% 159 12% 78 8% 10 764 559 7314 69 9% 43 6% 11 972 699 72% 82 8% 53 5% 12 LS 812 1114 592 813 73% 83 71% 118 10% 10% 45 67 6% 5% wimp 974.92301 714.30768 73% 93.3070/ 10% 50.15365 5% %Wok Avg. out vn re per account Aug. credit per account lead. immoral with only lout wire & ann. 414 Vol Amt Vol Amt 12018710749 5 1.068.015.14 4.81%90476 $ 237317052 2 2.6093%973 51198508.'75 693664356 S 1778.03025 3 1411856745 107//67923 5 5413.01559 $ 551.31662 Ct 3%14163 541732283 5 1.331.247.10 $ 1.344.475.38 4 S 2186181748 $ 697.106.64 5.0140$491 $ 1.493.687.15 6 2.172015404 5 492.138.62 56111/11/ $ 1,352,728.23 7 2.35705%1 5 802,327.39 651/84834 5 1.986.868.90 8 2.490674319 5 611.056.31 693714266 5 1384.16183 9 2.207462687 $ 743.06/65 5.1065%% $ 1993.474.61 10 2.X43115183 51205.894% 550243902 5 2488.612.07 11 2.111111111 51.061.751.63 4.956043% 5 1412.721.56 12 13 21%098622 2.091531469 $ 981161.16 5 883.862.17 5.1818/818 4.77%5619 5 2.633.745.34 5 193.851.11 wear 2.221210103 S 832,093.67 5.64150/36 S 2,036,137.39 On average, 975 Pr'vate Bank accoun s send outgoing wires every week. About 73% of those accounts (-714) of those accounts sent only 1 outgoing wire per week. About 93 accounts per week (9%) have 3 or more outgoing wires and roughly 50 accounts per week (5%) have 4 or more outgoing transfers. The average PWM account with outgoing wires has 2 of these transactions per week and the average size of the transaction is $416,046.83 ($882,093.67/2). RECOMMENDATION No changes recommended. Current parameters are sufficient. http://compliance.intranet.db.com// 31 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062916 CONFIDENTIAL SDNY_GM_00209100 EFTA01370252