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sd-10-EFTA01370265Dept. of JusticeOther

EFTA Document EFTA01370265

From: Vahe Stepanian Sent: 6/22/2017 8:57:45 AM To. Richard Kahn CC: Darren Indyk : Stewart Oldfield Subject: ATUS Allocation ICI Classification: Confidential Good Morning Rich — per my voicemail, Southern Financial was allocated 500 ATUS @ $30.00. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Emai KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meani

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Dept. of Justice
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sd-10-EFTA01370265
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From: Vahe Stepanian Sent: 6/22/2017 8:57:45 AM To. Richard Kahn CC: Darren Indyk : Stewart Oldfield Subject: ATUS Allocation ICI Classification: Confidential Good Morning Rich — per my voicemail, Southern Financial was allocated 500 ATUS @ $30.00. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Emai KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meani

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian Sent: 6/22/2017 8:57:45 AM To. Richard Kahn CC: Darren Indyk : Stewart Oldfield Subject: ATUS Allocation ICI Classification: Confidential Good Morning Rich — per my voicemail, Southern Financial was allocated 500 ATUS @ $30.00. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Emai KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in pan) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the pan of DBSI or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062931 CONFIDENTIAL SDNY GM_00209115 EFTA01370265

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>> On Jul 21. 2016. at 11:46 AM. Vahe Stepanian c wrote: >> Classification: Confidential >> Understood Rich. Pm out of office tomorrow, but my colleague Gbenga (CC'ed) will let you know. >> —Original Message— » From: Richard Kahn >> Sent: Thursday. July 21, 2016 11:30 AM >> To: Vahe Stepanian » Cc: Stewart Oldfield: Jeanne Brennan >> Subject: Haze N46024943 >> we are expecting a wire tomorrow or monday - approximately 5.960,000 >> can you please confirm when received thanks >> Richar

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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From: Richard Kahn Sent: 7/25/2017 10:36:12 AM To: Vahe Stepanian CC: Darren Indyke ; Stewart Oldfield ;Jeanne Brennan Subject: Re: Trade Report 7/25/2017 ICI thank you Richard Kahn HBRK Associates Inc. > On Jul 25, 2017, at 10:29 AM, Vahe Stepanian S> wrote: > • classification: confidential > • Darren - today you executed the following per our conversation: > • S 1000 DIS @ 5106.822 > • Thank you, > Vahe • Original Message > From: Richard Kahn [mailto:11..~] > Sent:

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