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sd-10-EFTA01370686Dept. of JusticeOther

EFTA Document EFTA01370686

From: Kshitij Golani Sent: 9/28/2018 10:42:21 AM To: Subject: Your KYC has been rejected Your KYC has been rejected. Case it: 01977695 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey E. Customer Number: 00000483289 Reason for Rejection:1) Please provide documentation that evidences signing authority for - southern Trust Company Inc - N4G023812 - DBSI. 2) Please provide proof of address for Zorro Management LLC? 3) The research for Zorro Management LLC h

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sd-10-EFTA01370686
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From: Kshitij Golani Sent: 9/28/2018 10:42:21 AM To: Subject: Your KYC has been rejected Your KYC has been rejected. Case it: 01977695 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey E. Customer Number: 00000483289 Reason for Rejection:1) Please provide documentation that evidences signing authority for - southern Trust Company Inc - N4G023812 - DBSI. 2) Please provide proof of address for Zorro Management LLC? 3) The research for Zorro Management LLC h

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From: Kshitij Golani Sent: 9/28/2018 10:42:21 AM To: Subject: Your KYC has been rejected Your KYC has been rejected. Case it: 01977695 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey E. Customer Number: 00000483289 Reason for Rejection:1) Please provide documentation that evidences signing authority for - southern Trust Company Inc - N4G023812 - DBSI. 2) Please provide proof of address for Zorro Management LLC? 3) The research for Zorro Management LLC has a completely different entity under RDC. Please re-run. 4) Please address the "Gerber Et Al V. The Financial Trust Company Et Al" lawsuit under Jeffrey Epsteins research. To view the KYC click here https://dbforcepb.my.salesforce.com/5000e00001NOBOw CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063662 CONFIDENTIAL SDNY_GM_00209846 EFTA01370686

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URLhttps://dbforcepb.my.salesforce.com/5000e00001NOBOw

Related Documents (6)

OtherUnknown

Case 1:18-cv-07580-JPO Document 19 Filed 10/05/18 Page 1 of 2

DOJ EFTA Data Set 10 document EFTA01298676

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add him and provide the appropriate research etc.) — Kindly advise on this? Does Paul Barrett really need to be added? He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any alternative relevant doc, if available. They are not accept

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01435244

vijay-a.sawant@db.com Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 [I] From: Vijay-A Sawant Date: Wed, 17 Oct 20 To: Bradley Gillin < Stewart Oldfield Cc: Richard Iaros Mayur Rathod Hello Brad/Stewart, Many thanks for all the docs. We have re-submitted this rejected KYC (01977695) back to AML for final approval. Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01282225

KY(' Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case : One sheet must be established per relationshi - list all accounts included in the relationshi 1. Relationship Details Relabonshe Name: SOUTHERN FINANCIAL RELATIONSHIP Booking Center: New York Relationship Manager: Stewart Oldfeld • New PArTI Relationship 2 Ensting PWM Relationship Relationship to FWM: If edstIng, please indicate since when the relationship exist, provide reason for new profile and attach old pr

21p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381381

As discussed, please refer to attached research report Pg 89 which indicates $1BN lawsuit against Jeffrey by Gerber, Et Al. Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai 400063, India Tel. Mo From: Vijay-A Sawant Sent: Monday, October 08, 2018 4:00 PM To: Bradley Gillin Stewart Oldfield < Cc: Richard larossi < >; Ma

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01298676

Case 1:18-cv-07580-JPO Document 19 Filed 10/05/18 Page 1 of 2 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK MARVIN GERBER AND KALMA KOENIG, on behalf of themselves and all others similarly situated, Index No. I : I8-C V-07580 Plaintiffs, v. THE FINANCIAL TRUST COMPANY, XYZ CORPORATION, ABC, INC., and JEFFREY E. EPSTEIN, Defendants. NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO FED. R. CIV. P. 41(a) PLEASE TAKE NOTICE, that MARVIN GERBER AND KALMA KOENIG, on behalf of the

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