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sd-10-EFTA01370893Dept. of JusticeOther

EFTA Document EFTA01370893

From: Stewart Oldfield Sent: 6/5/2017 10:17:47 AM To: Cynthia Rodriguez Subject: Fw: OD REFERRALS ( 06-02-2017 ) A/c ir 35267258 [I) Attachments: 4.pdf Classification: For Internal Use Only Can you reach out? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mobile blackberr Email: Securities offered through Deutsche Bank Securities Inc. From: Shalini Goyal Sent: Monday, J

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From: Stewart Oldfield Sent: 6/5/2017 10:17:47 AM To: Cynthia Rodriguez Subject: Fw: OD REFERRALS ( 06-02-2017 ) A/c ir 35267258 [I) Attachments: 4.pdf Classification: For Internal Use Only Can you reach out? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mobile blackberr Email: Securities offered through Deutsche Bank Securities Inc. From: Shalini Goyal Sent: Monday, J

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From: Stewart Oldfield Sent: 6/5/2017 10:17:47 AM To: Cynthia Rodriguez Subject: Fw: OD REFERRALS ( 06-02-2017 ) A/c ir 35267258 [I) Attachments: 4.pdf Classification: For Internal Use Only Can you reach out? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mobile blackberr Email: Securities offered through Deutsche Bank Securities Inc. From: Shalini Goyal Sent: Monday, June 05, 2017 09:54 AM To: Stewart Oldfield; Bradley Gillin; Cynthia Rodriguez; Willi Cc: Oversig t ontro ; ra asper Subject: OD REFERRALS ( 06-02-2017 ) A/c Ii [I] Classification: For Internal U80 only Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form — Ok to pay / Not Ok to pay, Charge / Waive OD fee decision, and Reason on how and when the OD will be covered. Kind regards, Shalini Goyal Shalini Goyal Analyst I Banking Transactions CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063973 CONFIDENTIAL SDNY_GM_00210157 EFTA01370893

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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Subject: FW: Epstein/Southern Financial From: Vahe Stepanian ‹ > Date: Fri, 20 Jan 2017 15:30:33 -0500 To: Stewart Oldfield ‹ > Stew — did this ever happen? Probably worth revisiting. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Thursday, January 05, 2017 12:36 PM To: Charlie Burrows Cc: Bradley Gillin; Cynthia Rodriguez; Vahe Stepanian Subject: Epstein/Southern Financial Let's discuss what to show these guys to get them to move cash to the most efficient place for

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Subject: meeting notes - Southern Financial From: Stewart Oldfield ‹ > Date: Thu, 12 Oct 2017 15:24:16 -0400 To: Bradley Gillin Cynthia Rodriguez Cc: Stewart Oldfield DB — Stewart Oldfield, Martin Zeman Southern Financial — Paul Barrett, Alpha Group Capital Discussed ISDA setup for SF and STC Discussed more complex FX strategies that Martin can offer Introduced Harvest Volatility Management Paul also wants to see structured notes weekly Stewart Oldfield, CFA, CAIA Director Deutsche

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