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sd-10-EFTA01370916Dept. of JusticeOther

EFTA Document EFTA01370916

Cc: Thomas Fadian Liam Osullivan Davide-A Sferrazza Subject: RE: US FATCA Outreach - Client Email Contact Required • 1007406812 [I] Hi Vahe, We are requiring a W-Form for the entity in question. Please find below acceptable and unacceptable versions of said form: FATCA Forms Version Sunset Period Expiry . Date W-9 Dec-14 Current version W-9 Aug-13 Prim version but stal can be accepted W-88EN Jul-17 Current version W-88EN Jan-17 31st January 18 W-88EN Feb.14 No longer a

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sd-10-EFTA01370916
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Cc: Thomas Fadian Liam Osullivan Davide-A Sferrazza Subject: RE: US FATCA Outreach - Client Email Contact Required • 1007406812 [I] Hi Vahe, We are requiring a W-Form for the entity in question. Please find below acceptable and unacceptable versions of said form: FATCA Forms Version Sunset Period Expiry . Date W-9 Dec-14 Current version W-9 Aug-13 Prim version but stal can be accepted W-88EN Jul-17 Current version W-88EN Jan-17 31st January 18 W-88EN Feb.14 No longer a

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Cc: Thomas Fadian Liam Osullivan Davide-A Sferrazza Subject: RE: US FATCA Outreach - Client Email Contact Required • 1007406812 [I] Hi Vahe, We are requiring a W-Form for the entity in question. Please find below acceptable and unacceptable versions of said form: FATCA Forms Version Sunset Period Expiry . Date W-9 Dec-14 Current version W-9 Aug-13 Prim version but stal can be accepted W-88EN Jul-17 Current version W-88EN Jan-17 31st January 18 W-88EN Feb.14 No longer accepted W-88EN-E Jul-17 Current version W-SBEN-E Apr-16 31st January 18 W-88EN-E Feb-14 No longer accepted W-8ECI Jul-17 Current version W-SECI Feb-14 31st January 18 W-SECI Feb-06 No longer accepted W-SEXP Jul-17 Current version W-8EXP Sep-16 31st January 18 W-8EXP Apr•14 No longer accepted W-8IMY Jun-17 Current version W-8IMY Sep-16 31st December 17 W-8IMY Apr-14 No longer accepted Please let me know if you require anything further. Many thanks in advance. FATCA Outreach Team Client Data Services I COO Global Markets Operations Deutsche Bank Birmingham Five Brindle lace B1 2JB Birmin ham, United Kingdom Email From: Vahe Stepanian Sent: 03 November 2017 14:44 To: FATCA Outreach Cc: Thomas Fadian Izzie Wong Subject: RE: US FATCA Outreach - Client Email Contact Required - 10074O6812 III Courteney B Fornal Liam Osullivan ; Davide-A Sferrazza Classification: For internal use only Apologies for the delay in coming back. This wasn't actually part of the document package that was sent to the client. Can you please confirm all you need is the attached form? Thanks. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064012 CONFIDENTIAL SDNY_GM_00210196 EFTA01370916

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