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sd-10-EFTA01371311Dept. of JusticeOther

EFTA Document EFTA01371311

From: Stewart Oldfield Sent: 7/25/2016 4:27:25 PM To: Joseph Oursi Subject: FW: intro to our head of investor solutions [I) Classification: For Internal use only Let's confirm a time tmw From: Richard Kahn Sent: Monday, July 2 , To: Stewart 0ldfield Subject: Re: intro to our head of investor solutions Sounds good. Best for me I lam-4pm. Thanks. Rich Sent from my iPhone On Jul 25, 2016, at 3:58 PM, Stewart Oldfield wrote: How about Thursday? We're both around all day. Thanks F

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From: Stewart Oldfield Sent: 7/25/2016 4:27:25 PM To: Joseph Oursi Subject: FW: intro to our head of investor solutions [I) Classification: For Internal use only Let's confirm a time tmw From: Richard Kahn Sent: Monday, July 2 , To: Stewart 0ldfield Subject: Re: intro to our head of investor solutions Sounds good. Best for me I lam-4pm. Thanks. Rich Sent from my iPhone On Jul 25, 2016, at 3:58 PM, Stewart Oldfield wrote: How about Thursday? We're both around all day. Thanks F

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From: Stewart Oldfield Sent: 7/25/2016 4:27:25 PM To: Joseph Oursi Subject: FW: intro to our head of investor solutions [I) Classification: For Internal use only Let's confirm a time tmw From: Richard Kahn Sent: Monday, July 2 , To: Stewart 0ldfield Subject: Re: intro to our head of investor solutions Sounds good. Best for me I lam-4pm. Thanks. Rich Sent from my iPhone On Jul 25, 2016, at 3:58 PM, Stewart Oldfield wrote: How about Thursday? We're both around all day. Thanks From: Richard Kahn Sent: Monday, July 25, 2016 1:50 PM To: Stewart Oldfield Subject: Re: intro to our head of investor solutions it is hard for me to get out and do lunch especially during summer as i take off many fridays and or mondays can meet at my office or do call this week or next thanks On Jul 25, 2016, at 10:51 AM, Stewart Oldfield wrote: Rich, I would like you to meet Joe Dursi who runs our investor solutions group whenever it's convenient for you. His team did the work on those preferreds we talked about and will be much more focused on our generation of trade ideas going forward. Can you get out for lunch this week (other than Friday)? Hope all is well <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064626 CONFIDENTIAL SDNY_GM_00210810 EFTA01371311

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thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212.320.0381 cell 917.414-7584 On Apr 21, 2017, at 1:44 PM, Stewart Oldfield <stewart.oldfield@db.com> wrote: Rich, I'm just back from 10 days in Maui with a whole set of recommendations for you. You're going to have an awesome time. Do you have time to chat next week about risk premia investing? Think of it as systematic trading to extract risk premia (curve structure,

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From: Richard Kah Sent: 9/20/2016 9:16:21 AM To: Stewart 0ldfield Subject: Re: Halsbrook can you please send mary contact info thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Sep 1, 2016, at 4:17 PM, Stewart Oldfield <stewart.oldfield@db.com> wrote: Not sure whether I ever sent you Mary's company info. She would love to connect with your friend whenever it makes sense. Hope your contractor came through and you get to enjoy the long we

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From: Stewart Oldfield I Sent: 3/23/2018 12:58:47 PM To: Richard Kahn Subject: RE: Please give me a quick call when you can All you need to do is acknowledge that the latest KYC info we have (which Martin attached) was sent by you. That should allow him to reuse it in order to enable the account for trading of credit derivatives (which Paul needs). So only as urgent as you want it to be. Hope you are somewhere fun and warm! Thanks From: Richard Kahn Sent: Friday, March 23, 2018 12:56

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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From: Stewart Oldfield Sent: 6/1/2018 9:39.35 AM To: Richard Kahn I Subject: Re: Client Conference Call with CEO Christian Sewing: Deutsche Bank In the news - June 1 @ 1pm ET Just tried you. I'm on my cell whenever you want to chat. My flight is delayed, so I'm free for an hour now and again after noon. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel M Em Securities offered t

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Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: Email: Securities offered through Deutsche Bank Securities Inc. From: Arthur Tendler Sent: Monday, August 08, 2016 03:28 PM To: Darren Indyke Cc: Richard Kahn ; bellaklein Stewart Oldfield; Litchford' >; o ec ner; heng; Marjorie Flash rey ein's Custody Account [C] Classification: Confidential Darren / Rich / Bella, I hop

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