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sd-10-EFTA01371550Dept. of JusticeOther

EFTA Document EFTA01371550

From: Richard Kahn Imailto Sent: Thursday, Februa 08, 2018 10:11 AM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thank you yes please send account forms Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor 2 New York NY 1002 On Feb 8, 2018, at 10:10 AM, Stewart Oldfield a wrote: Happy to help her out. Minimum CD investment is $250k since not FDIC insured. If you'd like me to send you account forms, just let me know. Hope al

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From: Richard Kahn Imailto Sent: Thursday, Februa 08, 2018 10:11 AM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thank you yes please send account forms Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor 2 New York NY 1002 On Feb 8, 2018, at 10:10 AM, Stewart Oldfield a wrote: Happy to help her out. Minimum CD investment is $250k since not FDIC insured. If you'd like me to send you account forms, just let me know. Hope al

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From: Richard Kahn Imailto Sent: Thursday, Februa 08, 2018 10:11 AM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thank you yes please send account forms Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor 2 New York NY 1002 On Feb 8, 2018, at 10:10 AM, Stewart Oldfield a wrote: Happy to help her out. Minimum CD investment is $250k since not FDIC insured. If you'd like me to send you account forms, just let me know. Hope all is well. Thanks From: Richard Kahn Imailto:richardkahn12@Kmail.corni Sent: Thursday, Februa 08, 2018 8:59 AM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thanks for sending - still waiting on feedback from jee however my mother may be interested in these CD's figure she would invest 200k or so..and probably add over time to about 500k please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor 2 New York NY 1002 On Feb 6, 2018, at 2:28 PM, Stewart Oldfield a wrote CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064984 CONFIDENTIAL SDNY_GM_00211168 EFTA01371550

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From: Stewart Oldfield I Sent: 3/23/2018 12:58:47 PM To: Richard Kahn Subject: RE: Please give me a quick call when you can All you need to do is acknowledge that the latest KYC info we have (which Martin attached) was sent by you. That should allow him to reuse it in order to enable the account for trading of credit derivatives (which Paul needs). So only as urgent as you want it to be. Hope you are somewhere fun and warm! Thanks From: Richard Kahn Sent: Friday, March 23, 2018 12:56

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To: Stewart Oldfield Subject: Re: trading meeting hope your summer has been going well would love to chat and catch up.. looking at sep 5 / 6 / 7 for trading meeting might any of those dates work for your team? please advise thanks Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York, NY 10022 tel ce On Jul 24, 2017, at 2:48 PM, Stewart Oldfield wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — latam head of Key Cli

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo

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From: Richard Kahn Sent: 6/21/2019 1:14:52 PM To: Stewart 0ldfield 1 Subject: Re: get together Thanks for follow up.. How is July 2nd or July 10,11 or 12 for dinner? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York NY 10022 On Jun 21, 2019, at 12:05 PM, Stewart Oldfield <- > wrote: Let's pick a date for lunch or dinner. I'm generally around the next few weeks. Hope all is well <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Amer

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Subject: Fwd: DB cash From: Richard Kahn cc > Date: Tue, 06 Feb 2018 12:47:31 -0500 To: Stewart Oldfield appears we are still stuck at only 1,000 withdrawals.. not an issue today as we just did large withdrawal however goal would be to get to 3,000 from chase i do personally thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Begin forwarded message: From: Cynthia Rodriguez ..z > Subject: RE: DB cash Date: February 6, 2018

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From: Stewart Oldfield Sent: 3/29/2019 6:09:10 PM To: Richard Kahn Subject: Re: Update Great. Thanks for the update. Talk to you late next week. Stewart oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 345 Park Avenue New vork NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. > on Mar 29, 2019, at 10:06 PM, Richard Kahn > • hope you have a good trip to germany.. > i believe as of 3-31-2019 balances are d

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