EFTA Document EFTA01371594
From: Stewart Oldfield [ Sent: 5/31/2017 3:26:55 PM To: Vahe Stepanian Subject: RE: Rothschild - Being shown an offer! [CI Classification: Confidential thanks From: Vahe Stepanian Sent: Wednesday, May 31, 2017 3:26 PM To: Stewart Oldfield Cc: Tazia Smith Subject: FW: Rothschild - Being shown an offer! [C] Classification: Confidential FYI From: Delores Rubin Sent: Wednesday, May 31, 2017 12:07 PM To: Richard Kahn < Cc: Tazia Smith < >; Vahe Stepanian < Subject: RE: Rothschil
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From: Stewart Oldfield [ Sent: 5/31/2017 3:26:55 PM To: Vahe Stepanian Subject: RE: Rothschild - Being shown an offer! [CI Classification: Confidential thanks From: Vahe Stepanian Sent: Wednesday, May 31, 2017 3:26 PM To: Stewart Oldfield Cc: Tazia Smith Subject: FW: Rothschild - Being shown an offer! [C] Classification: Confidential FYI From: Delores Rubin Sent: Wednesday, May 31, 2017 12:07 PM To: Richard Kahn < Cc: Tazia Smith < >; Vahe Stepanian < Subject: RE: Rothschil
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Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Tracing DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA Tel. Email From: Richard Kahn mailtcr Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith < Cc: Stewart Oldfield >; Vahe Stepanian Matt Glassman >; Delores Rubin Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth Richard Kahn HBRK Associates Inc. 575 Lexington Ave
EFTA Document EFTA01370596
From: Delores Rubin Sent: 5/24/2017 8:32:14 AM To: Tula Smith CC: Stewart 0ldfield Subject: RE: Rothschild ICJ Classification: Confidential Good Morning Richard, I; Richard Kahn ; Vahe Stepanian I; Davide-A Sferrazza Matt Glassman Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would
EFTA Document EFTA01375410
From: Richard Kahn Sent: 6/1/2017 2:48:08 PM To: Delores Rubin CC: Vahe Stepanian Tazia Smith i I; Stewart Oldfield Subject: Re: Rothschild - Being shown an offer! (C) lets put on hold for now as i do not have a firm level thanks for all your help Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jun 1, 2017, at 2:45 PM, Delores Rubin < 1=c- wrote: Classification: Confidential Richard, Unfortunately, we have not uncovered such inventory
EFTA Document EFTA01375585
w. 212-454-2889 c. 917-327-4107 Original Message From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has n
EFTA Document EFTA01380347
From: Sent: To: CC: Subject: Richard Kahn 6/1/2017 1:12:23 PM Delores Rubin Vahe Stepanian Re: Rothschild - Being shown an offer! ICI thanks for feedback buyer only interested at 100k quantity thank you for all your input so far Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Tazia Smith On Jun 1, 2017, at 8:39 AM, Delores Rubin < Classification: Confidential Hi Richard, ; Stewart Oldfield > wrote: I understand the client
EFTA Document EFTA01381051
Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P Ay 1 154-0004 New York, NY, USA Tel. Email From: Richard Kahn [mailto Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Delores Rubin < > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone F
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