EFTA Document EFTA01371951

Po: t `o. o Ho'drngs Disc osures (continued) Foreign Currency Transactions (continued) organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid (or in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Schedule of Rea zed Gans aid LossesCurren' Period Dale Date Realized ManblM Acquired Des nation osition y iocTraisadlon Own Planet ma rlin se Long Term BRISTOL II YERSSTABB 02/01119 10130115 Covered First In First Out !SELL 1,000.000 49,531.37 66,942.40 17,411.03 Security Identifier:MUDS DISNEY WALT CO DISNE 02101119 10/30/15 Covered First In Fust Our !SELL 685.000 76,260.91 78,099.95 1,839.04 Security Identifier: 25468126 Total Long Term 125392.28 145,042.35 -19,250.07 Total Short and Long Term 125,792.28 145,042.35 -19.250.07 Generally, securities acquired before 2011, in retirement accounts or held by Non-U S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 186, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-Bfor the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Page 4 of 8 Account Number: N4G-024950 4:024iimns CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paper less way, MINIM' 4 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly ~el subsidurey of The BIS al Ni. Yore Mellon Comeration (WY MAW PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065547 SDNY_GM_00211731 EFTA01371951