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sd-10-EFTA01372056Dept. of Justice

EFTA Document EFTA01372056

Financial Record

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Hof tf',0 0 dings D'scosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number

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Dept. of Justice
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sd-10-EFTA01372056
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