EFTA Document EFTA01372056

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Hof tf',0 0 dings D'scosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's Is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Scheduleof Realized Gains aid Losses Current Period Date Date Realized Detorprion Disposed Moulted Designation Disposition Method f TreataclIon Quality Proceeds Cost Bads Getolloss Short Term EURO CURRENCY 12/20/18 12119118 Noncovered' Aryl In First Out! 93.1 796,815.200 913,947.03 910,042.64 3,904.39 Security Identifier: EUR999995 UBI SOFT DITERTAINME 12/19/18 03121118 Covered First In first Out! 5,600.000 455,058.33 489,130.40 -34,072.07 0000054470 SAMONTREUILACT 12119/18 03127118 Covered First In First Out! SELL 5,600.000 455,058.32 485,068.46 -30,010.14 Security Identifier: F939614106 Total 11,200 000 910,116.65 974,198.86 14,082.21 GENERAL ELECTRIC CO 12119118 02123118 Covered First In First Out! Sal 2,500 000 18,889.63 40,551.71 -21,662.08 Security Identifier: 369604133 12119/18 02126118 Covered First In First Out! SELL 2,500 000 18,889.63 40,551.71 -21,662.08 12119/18 03105118 Covered first In First Oul !SELL 800.000 6,044.68 12,980 63 1,935.95 12119/18 03107118 Covered first In First Out! SELL 5.000.000 37,779.26 81,097.41 -43.318.15 12119/18 03112118 Covered First In First Out f 2,500.000 18,889.63 40,551.71 -21,662.08 12119/18 03116118 Covered First In First Out SELL 11,700 000 88.403.45 189,759.90 -101,356.45 Total 25,000.000 188,896.28 405,493.07 416,596.79 NINTENDO LTD ADR 12119/18 02105118 Covered First In First Out! SB.L 10,000.000 333,989.65 517,906.00 -183,916.35 Security Identifier: 654445303 Total Short Term 2,346,949.61 2,807,640.57 -460,690.96 Page 11 of 9 Account Number: NIG-013804 mcestimmie CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless ALX AtC4O Rated Excellent Eras Year Since 2007 0708AR RA TM COMPAVNICA71076 EXCE Ll DK( Cleats Meech Pin UM. • wholly elm e d subsifun of The Bakal New Yea Man Comwation (WY MAW PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0065655 SDNY_GM_00211839 EFTA01372056