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sd-10-EFTA01372062Dept. of Justice

EFTA Document EFTA01372062

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Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in a

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Dept. of Justice
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sd-10-EFTA01372062
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