EFTA Document EFTA01372070

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DO LLA RS (continued) January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC Unrealized Wielded Estimated Dete Acquired Quantity Unit OA Om Bate Market Price Market Value Odnloss Annual Income Yield EQUITIES (continued) Common Stocks (continued) 810GEN IDEC INC COM Security Identifier: 8116 Dividend Option: Cash CUSP. 09062X133 02/14/12 t3 2,095.000 110.2720 231,019.65 333.7800 699.269.10 468,249.45 2CENTENE COPP DEL COM Security Wentifw: CNC Dividend Oplion: Cash CUSIP 6135861 09/08/14 15,550.000 63.6450 989.67915 130.5700 2.030.363.50 1,040,683.75 KARYOPHARM THERAPEUTICS INC COM Security Identifier KPTI Dividend Oplion: Cash CUSP. 4857611136 07/12/18 25,000.000 18.6840 467,106 00 8 4700 211 750 00 -255,356.00 Total Common Stocks 662,968,600.98 563.805.559 56 6636,958.58 $1,369,257.31 Preferred Stocks (Listed by expiration date) GMAC CAP TR IUD TR PFD SECSMR 2 CPS- Security Identifier: ALLY PRA 8.25% FRED ORTLY MATY-02/15/2040 CALL CUSP: 361860208 ANYTIME 125 W/30 DAYS BEGINS 02/6/E Dividend Galion: Cash 02122/12 80,000.000 23.5350 1,882,773.60 26.1100 2.088.800.00 206,026.40 163,568.48 7.63% Total Preferred Stocks $1,882,773.60 $2,068,800.00 $206,026.40 $163,568.48 TOTALEQUITIES $64,851,374.58 665.894.359.56 31,042,984.98 $1,532.825.79 TOTAL U.S. DOLLARS EURO Description Cod Buis $88,909,151.66 Quantity Opening Balance Market Value $89,003,290.61 Unrealized Gain:Loss posing Balance Currency CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 0.00 42.57 EUR -4884 USD Account Number CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless AIX A.ROUtt.C.Witirf 4 Awned !dyed Metaled Annual Income $94,138.95 $354,473.83 53,108,879.11 Accrued Income 10 ay Yield Page 7 of -; Rated Excellent Every Year Since 2007 pµ8AR RA TM COMPAVNICA71076 EXCELLENCE Clucks Weeugh Pin UC. • wholly coned subsifurey of The Bakal New Yort Mellon Coryeration (WY Mellen) PCISrat LLC. motto( MLR& ',MAW( DB-SDNY-0065669 SDNY_GM_00211853 EFTA01372070