EFTA Document EFTA01372083

.oldings (continued) Generally, securities acquired before 201t in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1988, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as " noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRSon form 1099-Eifor the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of thisinformation. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. HOiditisgSambmarf by Gyre Icy Currency ON Equities Totalby Currency U.S DOLLARS 190,331 38.785,600 38,975,931 USD EURO 0 0 0 EUR HONG KONG DOLLAR 0 0 0 HKD JAPANESE YEN 0 0 0 JPY Total USD Equivalent 190,331 38.785.600 38.975.931 USD % of Allocation 1% 99% 100% Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "Ni A" and are omitted from the Total. THEAS OF PPICEDATEONLY APPEARSW HEN THEPRICEDATEDOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income ( EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are com puted using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now. Page 6 of Ancounl Number: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless smonican. 4 Rated twellere Every Year Since 2007 070BAR RATED COMPAVNICA71076 EXCELLENCE MISR through Penabos UM. a wholly awed subsifurey of The Bakal Ni. Yort Melba Comeration (WY Mellen) PCISrat LLC. mutt( AURA. NYSE StPC DB-SDNY-0065683 SDNY_GM_00211 867 EFTA01372083