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sd-10-EFTA01372229Dept. of JusticeOther

EFTA Document EFTA01372229

From: Brigid Macias Sent: 3/29/2019 4:30:51 PM To: Bella Klein I CC: Natalie Barak ; Stewart 0ldfield Subject: FW: returned funds to Caterpillar Importance: High Good Afternoon, I I Please note we will need a signed letter from the authorized person to re-open the account and credit the funds accordingly as this was a client instructed closing of the account. Kind regards, Brigid Macias Brigid Macias Assistant We President Deutsche Bank Trust Company Americas Deutsche Bank

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sd-10-EFTA01372229
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From: Brigid Macias Sent: 3/29/2019 4:30:51 PM To: Bella Klein I CC: Natalie Barak ; Stewart 0ldfield Subject: FW: returned funds to Caterpillar Importance: High Good Afternoon, I I Please note we will need a signed letter from the authorized person to re-open the account and credit the funds accordingly as this was a client instructed closing of the account. Kind regards, Brigid Macias Brigid Macias Assistant We President Deutsche Bank Trust Company Americas Deutsche Bank

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Brigid Macias Sent: 3/29/2019 4:30:51 PM To: Bella Klein I CC: Natalie Barak ; Stewart 0ldfield Subject: FW: returned funds to Caterpillar Importance: High Good Afternoon, I I Please note we will need a signed letter from the authorized person to re-open the account and credit the funds accordingly as this was a client instructed closing of the account. Kind regards, Brigid Macias Brigid Macias Assistant We President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. +1(212)454-2260 Fax +1(646)736-0670 Email bnoid mactasaib com Securities offered through Deutsche Bank Securities Inc From: Natalie Barak Sent: Friday, March 29, 2019 3:S2 PM To: Brigid Macias < Cc: Bradley Gillin < Subject: Fwd: returned funds to Caterpillar Hi Brigid. Can we reopen the account? What would we need? Natalie Barak Begin forwarded message: From: Richard Kahn <richardkahn I 2@grnail.com> Date: March 29, 2019 at 3:35:01 PM EDT To: Natalie Barak <natalie.barak db.com> Cc: Bella Klein , Stewart Oldfield >, Bradley Gillin < Subject: Re: returned funds to Caterpillar CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065878 CONFIDENTIAL SDNY_GM_00212062 EFTA01372229

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Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax +1(646)736-0670 Email Securities offered through Deutsche Bank Securities Inc. From: Natalie Barak Sent: Friday, March 29, 2019 3:52 PM To: Brigid Macias Cc: Bradley Gillin < Subject: Fwd: returned funds to Caterpillar Hi Brigid. Can we reopen the account? What would we need? Natalie Barak Begin forwarded message: Fr

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Subject: RE: Neptune $1200 and $1000 wire From: Brigid Macias O> Date: Mon, 06 May 2019 15:59:17 -0400 To: Bella Klein Cc: Natalie Barak Richard Kahn Bradley Gillin Stewart Oldfield You are very welcome. We will keep you posted once we see any progress. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through D

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Thank you Thank you, Bella Tel: On May 6, 2019, at 3:55 PM, Brigid Macias ea> wrote: Good Afternoon, Both recalls have been processed. We are waiting to hear back from the bank for a response. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bath Trust Company Americas Deutsche Bath Wealth Management 345 Park Avenue 24th Floor New Tel. Fax Ema Securities offered through Deutsche Bank Securities Inc. From: Bella Klein Imailto Sent: Monday, May 06, 2

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Subject: Re: returned funds to Caterpillar From: Stewart Oldfield ‹ > Date: Tue, 02 Apr 2019 18:06:20 -0400 To: Brigid Macias Cc: Natalie Barak No. Doesn't work. Although, we may have done it just last year. Double check. This is being done to exit the relationship. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr

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Subject: RE: Euro purchase JE acc xxx [I] From: Natalie Barak Date: Thu, 11 Apr 2019 To: Nicole Perskawiec Stewart Oldfield Cc: Daphne Cales Firdaus Madiar Brigid Macias attached {logo} 10:09:10 -0400 Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. 212 454-2880 Fax 646 736-0695 Email Securities offered through Deutsche Bank Securities Inc From: Nicole Perskawiec

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Subject: RE: Euro purchase JE acc xxx 9691 [I] From: Nicole Perskawiec Date: Thu, 11 Apr 2019 10:17:25 -0400 To: Natalie Barak Stewart Oldfield Cc: Daphne Cales Firdaus Madia Brigid Macias Classification: For internal use only Thank you Natalie. Kind regards, Nicole Perskawiec {cid:image003.png@OlD0C952.8CD90B00} Nicole Perskawiec Associate Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY, 10154 Tel. +1(212)454-0396 Fax: +1(646

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