EFTA Document EFTA01372349

Primary Country of source of weallNsource or Funds? Primary industry of source d Wealth.Source of Funds? Describe Source of Caper-ale Assets lined Stoics ta!, Kirk Ftrane,S Ii•Sta:IV ,S As per ciperating agreamwr. the entity ,s engaged in investment. lading o. financing dcliv,tes of multiple Corlaacia ziccoults vl Estimated Annual Gross IncomefEntityY Estimated Annual Net Prolt(Entityli Estimated investatleitiquid Asset: 41 MM had of assets planned to invest ve Additionally kindly provide the constitutional doe for Craig Court, Inc as I am unable to confirm the ownership info to the AML team. Additionally constitutional doc required for Richter Investment Corp. This is to enable completing all sections in the KYCWizard for this RP. This entity is registered by the SEC, which means the GP and LP are also as UBOs. They both are reflected accurately in the ADV form. There should be no documentation required for both. See information and link below: • Describe the chain from the direct owner Registered with the SEC. The GP is Craig Court Inc and the LP is Richter Investment Corphttps://adviserinfo.sec.gov/IAPD/content/ViewFormicrd iapd stream pdf.aspx?ORG PK=152175 Kindly provide the above items in addition to items listed in below email so facilitate resolving the rejection points, thanks. Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Tuesday, August 21, 2018 4:12 AM To: Bradley Gillin Cc: Tern Sohrab Subject: FW: Assistance Required in Resolving Rejection Points in KYO401966151 Importance: High Hello Brad, A kind reminder of the below rejection. Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066043 CONFIDENTIAL SDNY_GM_00212227 EFTA01372349