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EFTA Document EFTA01372350EFTA Document EFTA01372352
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sd-10-EFTA01372351Dept. of JusticeOther

EFTA Document EFTA01372351

Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. +91(22)6181.1485 Mobile +91 9833729812 vijny sawantAikth corn From: Vijay-A Sawant Sent: Thursday, Au ust 16, 2018 5:07 PM To: Bradley Gillin < Cc: Terri Sohrab < Subject: Assistance Required in Resolving Rejection Points in KYC#01966151 Importance: High Good Morning Brad, I require your assistance in resolving the following rejection points for KYC case

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sd-10-EFTA01372351
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Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. +91(22)6181.1485 Mobile +91 9833729812 vijny sawantAikth corn From: Vijay-A Sawant Sent: Thursday, Au ust 16, 2018 5:07 PM To: Bradley Gillin < Cc: Terri Sohrab < Subject: Assistance Required in Resolving Rejection Points in KYC#01966151 Importance: High Good Morning Brad, I require your assistance in resolving the following rejection points for KYC case

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Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. +91(22)6181.1485 Mobile +91 9833729812 vijny sawantAikth corn From: Vijay-A Sawant Sent: Thursday, Au ust 16, 2018 5:07 PM To: Bradley Gillin < Cc: Terri Sohrab < Subject: Assistance Required in Resolving Rejection Points in KYC#01966151 Importance: High Good Morning Brad, I require your assistance in resolving the following rejection points for KYC case#01966151. 2) Please expand on the purpose for each account. What is the account being used for? — Please advise this for bank account numbers 77002215 and 44135476 for this entity. 3) Please update the expected inflows/outflows throughout each account. Per transactional activity, this information is inaccurate. Please update. — Please advise for both accounts 77002215 and 44135476. I checked DBlnsight and noticed that the Money market acct (44135476) no inflow/outflow since May 2018. For acct#(77002215), I see interest payment coming in for approx 100k every month. Please advise. 5) Please provide evidence of signing authority for account #77002215. — I found the attached doc from the repositories but it mentions money market deposit account which is NOT 77002215. Could you provide relevant doc for this? Kindly advise at the earliest, so I can respond to the rejection within the turn-around time, thanks. Kind Regards, Vijay Sawant Kvc Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. .91(22)6181-1485 Mobile +91 9833729812 From: Vijay-A Sawant Sent: Thursday, Au ust 09, 2018 4:21 PM To: Bradley Gillin < Cc: Terri Sohrab < Subject: RE: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCIS#456209 under the CERBERUS CAPITAL RELATIONSHIP (I) Importance: High Hi Brad, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066045 CONFIDENTIAL SDNY_GM_00212229 EFTA01372351

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Phone+91 9833729812
Phone+91(22)6181.1485
Phone4135476
Phone7002215

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2) Please expand on the purpose for each account. What is the account being used for? — Please advise this for bank account numbers and er this entity. 3) Please update the expected inflows/outflows throughout each account. Per transactional activity, this information is inaccurate. Please update. — Please advise for both accounts ands. I checked DBlnsight and noticed that the Money market acct has no inflow/outflow since May 2018. For acct#( ), I see interest payment coming in for app

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