EFTA Document EFTA01372363

 (4) have your principal office and place of business outside the United States; • (5) are an investment adviser (or subadviser) to an investment company registered under the Investment Company Act of 1940;  (6) are an investment adviser to a company which has elected to be a business development company pursuant to section 54 of the Investment Company Act of 1940 and has not withdrawn the election, and you have at least $25 million of regulatory assets under management;  (7) are a pens