EFTA Document EFTA01372405

5. Related Person is: (check all that apply) (a) r broker-dealer, municipal securities dealer, or government securities broker or dealer (b) P other investment adviser (including financial planners) (c) r registered municipal advisor (d) r registered security-based swap dealer (e) r major security-based swap participant (f) commodity pool operator or commodity trading advisor (whether registered or exempt from registration) (9) r futures commission merchant (h) r banking or thrif