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sd-10-EFTA01372536Dept. of JusticeOther

EFTA Document EFTA01372536

Visit us: littp:Acutsclicwcalth.cum. #Positivelmpact IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and we capable of evaluating the investment benefits and risks of. and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals

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Dept. of Justice
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sd-10-EFTA01372536
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Visit us: littp:Acutsclicwcalth.cum. #Positivelmpact IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and we capable of evaluating the investment benefits and risks of. and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Visit us: littp:Acutsclicwcalth.cum. #Positivelmpact IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and we capable of evaluating the investment benefits and risks of. and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Amencas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services. and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Liam Osullivan Sent: Monday, Februa 11, 2019 2:11 PM To: 'Richard Kahn' < ; Darren Indyke Cc: 'Jeanne Brennan' < >; Stewart Oldfield < >; Martin Zeman ; Davide-A Sferrazza Subject: RE: Boods to sell [CI Classification: Confidential Darren and Rich, So far we have sold 3 of the bonds. We are still working on the remaining 2 positions. TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CO' 2/11/2019 2/13/2019 SELL - 1.000,000.0000 DEUTSCHE BANK AG NTS ISINIOUS251525AM33 4.296%05/24/28 B/E DID 05/24/13 CLB 251525AM3 87.84800000 8 f8.-180.' dl -9,427.33 6.00 USD 2/11/2019 2/13/2019 SELL - 1.000,000.0000 DEUTSCHE BK AG N Y BRH VAR ISINMUS2515268N89 4.875% 12/01/32 B/E DTD 12/01/17 CLB 2515268N8 81.35000000 61? S00.0:., -9,750.00 6.00 USD TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CCY 2/11/2019 2/13/2019 SELL - 1.000.000.0000 BUCKEYE PARTNERS L P FIXED TO ELIE RATE NT 6375% 01/22/78 B/E DID 01/22/18 CL8 118230A50 85.75000000 8'..p.' S00 CO -3,718.75 6.00 USD CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0066267 SDNY_GM_002 12451 EFTA01372536

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