EFTA Document EFTA01372558

Let's set up a time to discuss when Brad is back next week. Some of these requests seem ureasonable. and AML should already have a lot of this info, particularly anything relating to Jeffrey Epstein personally (since we have so many accounts for him). As for Chip's email. it predates me. And the other people on the email are no longer at DB. So I don't see how I can get hold of the full email. But again, Jeffrey has been through a complete rep risk process here and has been signed off on repeatedly by management as we've done any KYC remediation or new account opening. Anyway, let's regroup nem week so we can go back to AML with a comprehensive set of responses. Thanks From: Vijay-A Sawant Sent: Wednesday. July O4.2018 9:15 AM To: Stewart Oldfield Cc: Bradley Gillin Subject: Assistance Required in solving rejection points on KYC Case#01946825 Importance: High Hello Stewart. Hope you arc well!! I have received the following list of rejection points on KYC Case#01946825 relating to customer — Pritanee, LLC. I need your assistance in resolving below highlighted points. For Point 2 — As per attached constitutional doe. they (AML) arc requesting to update address mentioned on Pg 11 (Royal Palms Professional Building address). I had updated address as per Pg 28 which is the IRS letter. Please confinn whether to keep this address or amend it as per Pg I I? For Point 6 — Could you provide the email that the AML team is seeking? I only have the attached email (2n° pclf attachment) from the repositories. For Points 8 & 9 — Kindly provide SOW info for Jeffrey & Caroline. For Point 10 - This will be covered on Pts 8 & 9 For Point I I - My existing comments on the DB deposit account is "the purpose of this account is to managing thc monthly expenses of the company" as per previous KYC. Kindly advise, please? For Point 13 — I am unable to procure SoS for this entity from the US Virgin Islands company registry• website - Department of Licensing and Consumer Affairs. Kindly provide this please? For Point 17 — Please provide the requested email. Rejection:I) Please add the account number for the deposit account. 2) The address on the LLC Agreement does not match the address in the LLC Agreement. Please pro% ide proof of address. 3) Please expand on the nature of business. What do they do with the investment in art work? Re-sell it? 4) Richard Kahn has been tagged as a signatory. However, as per the DB Resolution uploaded under KYC — 1704382. he is not listed as a signatory. If Darren is indeed not a signatory•. please remove him from this KYC. 5) The Pierre Trust was created under the laws of USVI. Please re-run research with that comfit-) as well. 6) Can you please locate the full c-mail chain that proves that Chip Racecards approval actually refers to Epstein's jail sentence? The current e-mail attachment uploaded does not refer to wInit is actually being discussed. 7) Please attach the RDC Alert for Richard Kahn. 8) Please provide SOW verification for Jeffrey Epstein. 9) Please complete SOW narrative for Caroline and provide SOW verification as well. 10) The SOW narrative for Jeffrey Epstein seems a bit outdated. It still refers to the Financial Trust Company as the SOW Company. However, based on the consent of board of directors meeting from 2013, Financial Trust Company CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066296 CONFIDENTIAL SDNY GM_00212480 EFTA01372558