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sd-10-EFTA01372685Dept. of JusticeOther

EFTA Document EFTA01372685

From: Richard Kahn Sent: 7/13/2016 2:50:34 PM To: Stewart 0ldfield I CC: Cynthia Rodriguez Subject: Re: That audit letter for GA was sent out. Thanks thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Jul 13, 2016, at 2:29 PM, Stewart Oldfield < > wrote: <image® I .png> Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bank Wealth Management 345

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Dept. of Justice
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sd-10-EFTA01372685
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From: Richard Kahn Sent: 7/13/2016 2:50:34 PM To: Stewart 0ldfield I CC: Cynthia Rodriguez Subject: Re: That audit letter for GA was sent out. Thanks thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Jul 13, 2016, at 2:29 PM, Stewart Oldfield < > wrote: <image® I .png> Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bank Wealth Management 345

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From: Richard Kahn Sent: 7/13/2016 2:50:34 PM To: Stewart 0ldfield I CC: Cynthia Rodriguez Subject: Re: That audit letter for GA was sent out. Thanks thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Jul 13, 2016, at 2:29 PM, Stewart Oldfield < > wrote: <image® I .png> Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile Email <image002.png> Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066503 CONFIDENTIAL SDNY_GM_00212687 EFTA01372685

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Faxfax 646-350-0954
Phone212 454-2881
Phone212-971-1306
Phone646-350-0954
Phone917-414-7584

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From: Stewart Oldfield Sent: 7/20/2016 2:25:17 PM To: Darren Indyke ; Richard Kahn CC: 8rianna Fowler Cynthia Rodriguez Subject: SFTR Disclosure Letter Attachments: SFTR Article 15 Risk Disclosure Statement - Client outreach_v2 0 (2).pdf Darren and Rich, Please see attached disclosure letter that relates to your DB ISDA. There is no action required on your side, but feel free to reach out with questions. Thanks Stewart Oldfield. CFA, CAIA Director Deutsche Bank Trust Company A

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Subject: Re: Debit card From: Richard Kahn e > Date: Fri, 22 Dec 2017 10:08:38 -0500 To: Stewart Oldfield e > no worrieshave plenty of time to work out we will do 1 large withdrawal in january then revert to card thank you and happy new year.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Dec 22, 2017, at 10:07 AM, Stewart Oldfield wrote: Cynthia is working on it right now. us. Sorry Stewart Oldfield, CFA, CAIA Director Deut

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Subject: FW: DB preferred deposits and CDs - rate update as of 2/5/18 From: Stewart Oldfield Date: Thu, 08 Feb 2018 10:11:46 -0500 To: Cynthia Rodriguez amilmillm• From: Richard Kahn [mailto: Sent: Thursday, Februar 08, 2018 10:11 AM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thank you yes please send account forms Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Feb 8, 2018, at 10:10 AM, Stewart

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:07:53 -0500 To: Richard Kahn e > Cynthia is working on it right now. This is a learning process for all of us. Sorry Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 9:51 AM, Richard Kahn < 1==> wrote: i believe issue w

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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Subject: Re: Debit card From: Richard Kahn e > Date: Fri, 22 Dec 2017 10:18:06 -0500 To: Stewart Oldfield e > i did use machine in branch.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Dec 22, 2017, at 10:14 AM, Stewart Oldfield wrote: Happy new year to you as well! Also, I just found out that chase limits their ATM withdrawals to $800 at the outside machines. The machines inside the branches are $3k. So you have to go while

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