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sd-10-EFTA01372717Dept. of JusticeOther

EFTA Document EFTA01372717

From: Audie Apple Sent: 5/11/2017 4:26:21 PM To. Stewart Oldfield Subject: RE: trading capabilities [I] Classification: For internal use only Thanks. From: Stewart Oldfield Sent: Thursday, May 11, 2017 3:58 PM To: Audie Apple; Vahe Stepanian Subject: FW: trading capabilities [I] Classification: For Internal use only From: Richard Kahn [a] Sent: Thursday, May 11, 2017 3:45 PM To: Stewart Oldfield Subject: Re: trading capabilities i would like to wait until we finalize bringing

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Dept. of Justice
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sd-10-EFTA01372717
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From: Audie Apple Sent: 5/11/2017 4:26:21 PM To. Stewart Oldfield Subject: RE: trading capabilities [I] Classification: For internal use only Thanks. From: Stewart Oldfield Sent: Thursday, May 11, 2017 3:58 PM To: Audie Apple; Vahe Stepanian Subject: FW: trading capabilities [I] Classification: For Internal use only From: Richard Kahn [a] Sent: Thursday, May 11, 2017 3:45 PM To: Stewart Oldfield Subject: Re: trading capabilities i would like to wait until we finalize bringing

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From: Audie Apple Sent: 5/11/2017 4:26:21 PM To. Stewart Oldfield Subject: RE: trading capabilities [I] Classification: For internal use only Thanks. From: Stewart Oldfield Sent: Thursday, May 11, 2017 3:58 PM To: Audie Apple; Vahe Stepanian Subject: FW: trading capabilities [I] Classification: For Internal use only From: Richard Kahn [a] Sent: Thursday, May 11, 2017 3:45 PM To: Stewart Oldfield Subject: Re: trading capabilities i would like to wait until we finalize bringing someone onboard so they can attend should be 1-2 weeks more thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor 2 New York NY 10022 On May 10, 2017, at 3:34 PM, Stewart Oldfield ‹ > wrote: Let me know when you would like to reconnect on this. Thanks From: Richard Kahn [main Sent: Wednesday, May 03, 2017 4:47 PM To: Stewart Oldfield Subject: Re: trading capabilities hope to know timing by friday thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066552 CONFIDENTIAL SDNY GM_00212736 EFTA01372717

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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From: Mark Karlan Sent: 9/6/2016 12: : To: 'Bruce McDermott' CC: 'Stewart Oldfield' 'Vahe Stepanian 'Abhinay Poonja' Subject: RE: Confidentiality agreement (II Attachments: Southern Financial NDA 9-1-16.pdf Signed NDA is attached From: Bruce McDermott [mak° Sent: Tuesday, September 06, 2016 9:12 AM To: Mark Karlan Cc: Stewart Oldfield Subject: FW: Confidentiality agreement [I] Mark and NDA for you. Best, 8. From: Stewart Oldfield Sent: Tuesday, September 06, 2016 10:58 AM

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo

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From: Stewart Oldfield Sent: 4/21/2017 3:10:33 PM To: Richard Kahn CC: Audie Apple ; Vahe Stepanian Subject RE: catching up/risk premia investing I Copying in Audie. We are wide open Monday after 2. Shall we schedule a time? Thanks From: Richard Kahn [mailto Sent: Friday, April 21, 2017 1:47 PM To: Stewart Oldfield Cc: Vahe Stepanian Subject: Re: catching up/risk premia investing sounds great monday / wednesday best for me next week thank you Richard Kahn HBRK Associates Inc

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From: Audie Apple Sent: 4/23/2017 8:55:10 PM To: Stewart 0ldfield I Subject: Re: catching up/risk premia investing Hi Stew. Did we firm up a time tomorrow? I'm in Dallas and will do from the office. A On Apr 21, 2017, at 2:10 PM, Stewart Oldfield < > wrote: Copying in Audie. We are wide open Monday after 2. Shall we schedule a time? Thanks From: Richard Kahn Sent: Friday, April 21, 2017 1:47 PM To: Stewart Oldfield Cc: Vahe Stepanian Subject: Re: catching up/risk premia investing

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From: Stewart Oldfield Sent: 8/25/2017 11:17:48 AM To: Richard Kahn CC: Vahe Stepanian Subject RE: trading meeting Vahe - Can you help Rich with those docs? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn Imailtoe Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield < Subject: Re: trading meeting i just found out that our new hire will be out that week drama continues... can we target the week of september 18th? also can you send us trading au

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