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sd-10-EFTA01372720Dept. of JusticeOther

EFTA Document EFTA01372720

From: Richard Kahn Sent: 6/15/2017 2:33:19 PM To: Stewart Oldfield I CC: Cynthia Rodriguez Subject: Re: CD rates 7 or 12 months are ok thank you Richard Kahn HBRK Associates Inc. New York NY 10022 tel fax cell > On Jun 15, 2017, at 2:31 PM, Stewart Oldfield ‹ > wrote: > • what's your preferred maturity? The outlier rates (7 and 12 month in this promotion) are structured around specific funding needs on our side. But I agree that they should all generally move up with the ri

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From: Richard Kahn Sent: 6/15/2017 2:33:19 PM To: Stewart Oldfield I CC: Cynthia Rodriguez Subject: Re: CD rates 7 or 12 months are ok thank you Richard Kahn HBRK Associates Inc. New York NY 10022 tel fax cell > On Jun 15, 2017, at 2:31 PM, Stewart Oldfield ‹ > wrote: > • what's your preferred maturity? The outlier rates (7 and 12 month in this promotion) are structured around specific funding needs on our side. But I agree that they should all generally move up with the ri

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From: Richard Kahn Sent: 6/15/2017 2:33:19 PM To: Stewart Oldfield I CC: Cynthia Rodriguez Subject: Re: CD rates 7 or 12 months are ok thank you Richard Kahn HBRK Associates Inc. New York NY 10022 tel fax cell > On Jun 15, 2017, at 2:31 PM, Stewart Oldfield ‹ > wrote: > • what's your preferred maturity? The outlier rates (7 and 12 month in this promotion) are structured around specific funding needs on our side. But I agree that they should all generally move up with the rise in rates yesterday. original Message > From: Richard Kahn > Sent: Thursday, June 15, 2017 2:24 PM > To: Stewart Oldfield > Cc: Cynthia Rodriguez > subject: Re: CD rates > • thought was that with 25 beep raise this promotion may get better nothing specific but 1.80-2.00 range may peak interest for 25-50mm thanks > • Richard Kahn > HBRK Associates Inc. > • New Yorf NY > tel > fax > cell > > » • Thanks. what sort of size and tenor are you looking for and where would you need rates to be? Happy to see if we can customize something for you. On Jun 1S, 2017, at 2:15 PM, Stewart Oldfield < > wrote: Original Message From: Richard Kahn [mailto: • Sent: Thursday, June 15, 201 1: 1 PM • To: Cynthia Rodriguez Cc: Stewart Oldfield • subject: CD rates we are going to pass on offer expiring on June 16th please let us know • if rates are refreshed or go up after this promotion ends as we are • interested thank you Richard Kahn » HBRK Associates Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066558 CONFIDENTIAL SDNY_GM_00212742 EFTA01372720

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Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant We President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel. Fax Em From: Richard Kahn [mailtolipi Sent: Tuesday, March 07, 20 To: Cynthia Rodriguez Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and

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