EFTA Document EFTA01372911

7/15:2019 KYC Print One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Indom duors Name: Richard D. Kahn - 00000486407 Date of Birth: 12/6/1972 Country of Residence: USA Country of Citizenship: USA Address of primary residence: 130 E 75th St, g7E New York NY 10021 United States Has client resided outside of hit/her country of nationality for 5 years or more> L....) yes 1. No Profession/Occupation: Accountant Tax ID ; SSN: 108-50-9833 Current Employer: HBRK Associates, Inc Poston/Title/Rank: Address of employer: 575 Lexington Ave, 4th Fl New York NY United States 10022 Does the person work as senior executive of a DB-recogntted regulated entity In the financial ndustry, or an entity Wed on a DB-recognised exchange' (Not applicable for operating entities Y" I No Is the indvidual a Politically Exposed Person (PEP)?(II Yes *sate) Yes No To the best of your knowledge, Is the individual related to an employee of the DB groupYi FamPY a - Friendship, ~a) ' Family L.) Friendship flt None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)70/ Yesdesalbe) ri y45 isel No If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private pomkik: Client Place of Business: Other Location (specify): Date: (3 U Wealth Details for this Individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for pat requiring source of wealth description as indicated in Secton 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds> Primary industry of source of Wealth/Source of Funds> Summarize Source of Wealth: ' . Business Owner Salary/F-amings . Investment • Inheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settles accumulate wealth> For inheritance, how did family accumulate weakh>For business owners, how long in business, how many employees, level of profitability> Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income(S): Estimated amount of investable assets(S): Estimated Net Worth(;): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: https://dblorcepb.my.sa lestorce.comiserylet'servlet Integration7lid=01N30000000D9Ch&eid=5003200001EHPpb&ict 1 &linkToken.VmpFPSxNakF4T 34.43 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0066620 SDNY GM_00213004 EFTA01372911