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sd-10-EFTA01372936Dept. of Justice

EFTA Document EFTA01372936

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We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: 54.1,04, Southern Financial LLC (account N4G026161) holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: TRADE DATE QUANTITY SYMBOL DESCRIPTION CUSIP MARKET PRICE (POSITION CCY) POSITION VALUE (POSITION CCY) FX RATE (TO USDE) POSITION VALUE (USDE) TYPE 100,000.0000 73,091.3300 AAPL DBDA APPLE INC COM

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Dept. of Justice
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sd-10-EFTA01372936
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