EFTA Document EFTA01373052

Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, September 24, 2018 10:28 AM To: Bradley Gillin tz ; Stewart Oldfield Cc: Mayur Rathod >; Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS4483883), Epstein, Jeffrey E. (GCIS4483289) and Zorro Management, LLC (GCIS4550331) under the SOUTHERN FINANCIAL RELATIONSHIP Di Importance: High Hello Brad/Stewart, I kind reminder of the below query, just to reiterate, the pending items are listed below for your convenience — • SoS or COGS (dtd within last 6 months) from US Virgin Islands registry for Zorro Management LLC • Section b of the attached CDD form for Southern Trust Company, Inc needs to reflect the "Type of Entity", as indicated in the form Once the above items are received, we can submit this KYOf 01977695 to the next stages for AML approval, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche cm Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai 400063, India From: Vijay-A Sawant Sent: Wednesday, August 22, 2018 7:47 PM To: Bradley Gillin >; Richard larossi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067049 CONFIDENTIAL SDNY_GM_00213233 EFTA01373052