EFTA Document EFTA01373059

Cc' Date Subiect Ged AccoutOpenia. US-CB S-AMUdbidbcom@DBAMERICAS 12/19/201402:43 PM RE: E0D package tor the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [II Classification: For Internal use only Hi Dmitri, Can you please advise on the current status? Thanks hind Pr.:gards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc Client Onboarding Equities 5022 Gate Parkwa Suite 500, 32256 Jacksonville, FL, USA Tel Fax Email Please send all GED rated °mails to. BucinoV geOlint From: Manikandan Muralidharan Sent: Friday, December 19, 2014 10:32 AM To: Dmitri Saks Cc: Ged Account-Opening; US-CB S-AML; Anastasia Pringle Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hi Dmitri, We have got the alert review for the RDC alert received on Richard Kahn. During the alert review, we have found that these alerts are false positive. Please refer to the below mail with regard to Alert review for your reference. Please let us know, if anything is required from our end. Thanks and Regards, Manikandan Muralidharan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067062 CONFIDENTIAL SDNY_GM_00213246 EFTA01373059