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sd-10-EFTA01373146Dept. of JusticeOther

EFTA Document EFTA01373146

To: Cc: Date • Subleo!. 12/19201408:01 PM RE: EDD package for the RID: ONB-litivu2 LKYCUS-3443 Party name : Southern Financial LLC Ill Classification: For Internal use only Hello Dmitri, Please see the background checks for the additional 2 CP's. Please give an update to this request as soon as you can. Thank you Kind Regards, Mrs. Anastasia Pringle Deutsche Bark Securities Inc. Client Onboarding Equities 5022 Gate Parima Suite 500. 32256 Jacksonviae. FL. USA Tel Fax Email Pl

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To: Cc: Date • Subleo!. 12/19201408:01 PM RE: EDD package for the RID: ONB-litivu2 LKYCUS-3443 Party name : Southern Financial LLC Ill Classification: For Internal use only Hello Dmitri, Please see the background checks for the additional 2 CP's. Please give an update to this request as soon as you can. Thank you Kind Regards, Mrs. Anastasia Pringle Deutsche Bark Securities Inc. Client Onboarding Equities 5022 Gate Parima Suite 500. 32256 Jacksonviae. FL. USA Tel Fax Email Pl

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To: Cc: Date • Subleo!. 12/19201408:01 PM RE: EDD package for the RID: ONB-litivu2 LKYCUS-3443 Party name : Southern Financial LLC Ill Classification: For Internal use only Hello Dmitri, Please see the background checks for the additional 2 CP's. Please give an update to this request as soon as you can. Thank you Kind Regards, Mrs. Anastasia Pringle Deutsche Bark Securities Inc. Client Onboarding Equities 5022 Gate Parima Suite 500. 32256 Jacksonviae. FL. USA Tel Fax Email Please send all GED related emails to: Pacin,it Peerftw, From: Dmitri Saks Sent: Thursday, December 18, 2014 1:23 PM To: Anastasia Pringle Cc: Ged Account-Opening; US-CB S-AML; Manikandan Muralidharan Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Infernal use only Anastasia, Thank you, this is helpful. However, a proof of appointment of the Board of Southern Trust Company, Inc. (Jeffrey Epstein, Darren K. Indyke, Richard Kahn) is still required. This is because they signed the UBO confirmation document stating that Mr. Epstein is the sole shareholder of Southern Trust Company, Inc. Also, Darren K. Indyke and Richard Kahn need to be identified as control persons in addition to Jeffrey Epstein, and the PCR/RDC checks for them need to be run and documented. This is because they control Southern Trust Company, Inc. which is the sole member of Southern Financial LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067183 CONFIDENTIAL SDNY_GM_00213367 EFTA01373146

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• W-9 • Organization Chart o Per attachment "Southern Financial Operating Agreement" (pages 1, 16) • Southern Trust Company Inc. is the sole member of Southern Financial LLC Jeffrey Epstein is the sole shareholder of Southern Trust Company inc. • UBOs (Owners) that own greater than 10% o Jeffrey Epstein is the sole U80 (see "Organization Chart" above) • The source of funds for the UBOs (owners) that are greater than 10% o Jeffery Epstein began his financial career in the mid 70s

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