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sd-10-EFTA01373263Dept. of JusticeOther

EFTA Document EFTA01373263

On May 24, 2018, at 10:42 AM, Stewart Oldfield < wrote: <image001 png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management P rk A New York, NY 10154 Securities offered dvough Deutsche Bank Securities Inc. > This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communicati

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Dept. of Justice
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sd-10-EFTA01373263
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On May 24, 2018, at 10:42 AM, Stewart Oldfield < wrote: <image001 png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management P rk A New York, NY 10154 Securities offered dvough Deutsche Bank Securities Inc. > This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communicati

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
On May 24, 2018, at 10:42 AM, Stewart Oldfield < wrote: <image001 png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management P rk A New York, NY 10154 Securities offered dvough Deutsche Bank Securities Inc. > This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067352 CONFIDENTIAL SDNY_GM_00213536 EFTA01373263

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URLhttps://db.com/disclosures

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Subject: RE: Southern Financial LLC - ISDA amendment [C] From: Paul Barrett ‹ > Date: Fri, 20 Oct 2017 17:09:58 -0400 To: Martin Zeman Richard Kahn Cc: Stewart Oldfield Xavier Avila Thanks Will review. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (o) (c) From: Martin Zeman [mailto: Sent: Friday, October 20, 2017 3:55 PM To: Paul Barrett ; Richard Kahn Cc: Stewart Oldfield ; Xavier Avila > Subject: Southern Financial LLC - ISDA amendm

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Subject: Re: RIN Materials - so they're at top of your inbox. [I] From: Stewart Oldfield Date: Wed, 11 Apr 2018 18:03:23 -0400 To: Vahe Stepanian e > I think so. He sounded pretty jammed today working on a request for Jeffrey. So let's check in Monday if we don't hear back. He knows there's a finite window to get into the deal. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY

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On Nov 16, 2018, at 12:47 PM, Stewart Oldfield a> wrote: Rich, Mark is the initial beneficiary of Jeffrey's Insurance Trust #3, so we need to ID him. Can you send a current copy of his passport or driver's license? Thanks <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Av e New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain c

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