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sd-10-EFTA01373306Dept. of JusticeOther

EFTA Document EFTA01373306

From: Stewart Oldfield Sent: 4/30/20181:54:06 PM To: Andrew King BCC: Subject: SOF IV names Let's discuss how to present feeder vs. master fund Aspen Grove BBR Bright Dimensional Dorrance Everwatch Gerry Ford Forrestal Gerschel Georgetown Highlander Illig Ironsides Epstein/Alpha Group Pacific Life Nicholas Shamrock Slome Third Lake Tisch Warren Willett Dili; Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bark Wealth Managem

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Dept. of Justice
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sd-10-EFTA01373306
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From: Stewart Oldfield Sent: 4/30/20181:54:06 PM To: Andrew King BCC: Subject: SOF IV names Let's discuss how to present feeder vs. master fund Aspen Grove BBR Bright Dimensional Dorrance Everwatch Gerry Ford Forrestal Gerschel Georgetown Highlander Illig Ironsides Epstein/Alpha Group Pacific Life Nicholas Shamrock Slome Third Lake Tisch Warren Willett Dili; Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bark Wealth Managem

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 4/30/20181:54:06 PM To: Andrew King BCC: Subject: SOF IV names Let's discuss how to present feeder vs. master fund Aspen Grove BBR Bright Dimensional Dorrance Everwatch Gerry Ford Forrestal Gerschel Georgetown Highlander Illig Ironsides Epstein/Alpha Group Pacific Life Nicholas Shamrock Slome Third Lake Tisch Warren Willett Dili; Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067414 CONFIDENTIAL SDNY_GM_00213598 EFTA01373306

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Subject: RE: account planning [C] From: Cynthia Rodriguez <MI > Date: Fri, 20 Jan 2017 13:34:06 -0500 To: Stewart Oldfield ‹ > Hey, So I left the print outs of the ones I completed so far, but I'm missing details. I figured we could go over it when you have time today oe next week. Below is what I'm missing for your list as a heads up: 54 Madison Partners/ Orix/Safanad: Contact names, numbers emails etc The company's plan to grow their wealth Financial liquidity and plans for next 3-1

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Subject: FW: account planning [C] From: Stewart Oldfield <= > Date: Mon, 21 Aug 2017 16:54:34 -0400 To: Cynthia Rodriguez Bcc: From: Stewart Oldfield Sent: Monday, August 21, 2017 4:48 PM To: Samantha Harmon ‹ > Subject: FW: account planning [C] From: Stewart Oldfield Sent: Thursday, Januar 19, 2017 10:35 AM To: Andrew Gallivan Subject: account planning [C] Classification: Confidential Client DPM Lending Wealth Planning Notes Elysium (Leon Black) Dursi/- King Farischon Orix

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Subject: RE: SOF IV names [C] [I] From: Nathaniel Morgan ‹ > Date: Fri, 04 May 2018 15:02:03 -0400 To: Stewart Oldfield Cc: Andrew King William-M Finn Classification: For internal use only Hi Stew — We've submitted 20 and received docs for 19 of your prospects. 2 quick updates/questions: We asked Davide from KCP to submit the request for Southern Should KCP also submit Willett? Financial. Thanks! Nate From: Stewart Oldfield Sent: Wednesday, May 02, 2018 1:27 PM To: Nathaniel Morg

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Subject: FW: Oldfield [I] From: Daphne Cales Date: Tue, 03 Oct 2017 14:15:27 -0400 To: Andrew Gallivan < Classification: For internal use only FYI ... I'll forward once I get it. I forgot to cc you. Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Daphne Cales Sent: Tuesday,

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