Skip to main content
Skip to content
Case File
sd-10-EFTA01373319Dept. of JusticeOther

EFTA Document EFTA01373319

From: Stewart Oldfield [ Sent: 5/27/2019 7:01:12 PM To: Donna Kerrigan Subject: Re: Southern financial [C) Ok. I don't think there's any rush or stress to sort this out. Enjoy the trip, if that's possible. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 27, 2019, at 4:09 PM, Donna Kerrigan < wrote: Hi - I'm in Ja

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01373319
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

From: Stewart Oldfield [ Sent: 5/27/2019 7:01:12 PM To: Donna Kerrigan Subject: Re: Southern financial [C) Ok. I don't think there's any rush or stress to sort this out. Enjoy the trip, if that's possible. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 27, 2019, at 4:09 PM, Donna Kerrigan < wrote: Hi - I'm in Ja

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield [ Sent: 5/27/2019 7:01:12 PM To: Donna Kerrigan Subject: Re: Southern financial [C) Ok. I don't think there's any rush or stress to sort this out. Enjoy the trip, if that's possible. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 27, 2019, at 4:09 PM, Donna Kerrigan < wrote: Hi - I'm in Jax for a few days with Andrew and the Exco, I'll be back in the office on Friday. Happy to chat but Andrew is not expecting any revenue from this client as we adjusted his 2019 target to reflect this. Kind regards, Donna Sent with BlackBerry Work (www.blackberry.corn) From: Stewart Oldfield < Date: Sunday, May 26, 2019, 11:32 AM To: Donna Kerrigan < Subject: Re: Southern financial [C) Are you in next week? Let's have a quick chat with Andrew since there is quite a bit of 2019 revenue on the account that he may not want elsewhere. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 26, 2019, at 10:34 AM, Donna Kerrigan < wrote: CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0067432 CONFIDENTIAL SDNY_GM_00213616 EFTA01373319

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01298930

KYC Print Page 1 of 27 DB PWM GLOBAL KYC/NCA: PART A P2 KYC Case # : 01977694 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new

27p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01426137

Subject: RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C] [I] From: Zbynek Kozelsky <Ma Date: Mon, 08 Jul 2019 09:39:44 -0400 To: Brigid Macias Mary Murray Cc: Natalie Barak Stewart Oldfield Daphne Cales Classification: For internal use only The brokerage accounts are hard closed. Thanks {cid:image003.png@O1CFFD0A.6F882F50} Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities

11p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01432066

Subject: Re: URGENT!!! Need to close accounts ASAP - please prioritize today From: Daphne Cales ‹ > Date: Mon, 08 Jul 2019 08:51:19 -0400 To: Kimberly Hart Cc: Stewart Oldfield Andrew Gallivan Dawn Forbes Brigid Macias Kim, This will be taken care of today. Daphne Sent from my iPhone On Jul 8, 2019, at 7:33 AM, Kimberly Hart a wrote: > Classification: For internal use only The following need to be completed today: 1. $0 balance deposit accounts that are still open. Please coord

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381107

Mark Gonzalez Andrew Gallivan First & 91st LLC 10/26/2016 Nothing has changed materially for the client. No No Mark Gwynle/ Andrew Gallivan Forkosh, Alexander 10/26/2016 No changes in the client status. No No Mark Gonzalez Andrew Gallivan The Forkosh Manor LLC 10/26/2016 There have been no significant changes to this clients status. No No Stewart Oldfield Andrew Gallivan Epstein, Jeffrey 10/26/2016 There have been no material changes There have

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01383206

From: Stewart Oldfield Sent: 5/26/2019 11:32:21 AM To: Donna Kerrigan Subject: Re: Southern financial [C) Are you in next week? Let's have a quick chat with Andrew since there is quite a bit of 2019 revenue on the account that he may not want elsewhere. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 26, 20

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01373967

From: Stewart Oldfield Sent: 6/29/2016 10:19:35 AM To: Richard Kahn CC: Joseph Dursi Andrew King Vahe Stepanian BCC: Subject: preferred swap Rich, Have been doing quite a bit of work with the credit and trading teams on this. Given the relatively low liquidity of the underlyings, it will be too inefficient to trade this as a single basket swap and the margin requirement would not be much different from regular margin in a brokerage account. So the best alternative is to build pos

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.