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sd-10-EFTA01373339Dept. of JusticeOther

EFTA Document EFTA01373339

From: Sent: To: CC: Subject: Bradley Giffin 10/23/2018 9:34:59 AM Liam Osullivan Stewart Oldfield I I; Vijay-A Sawant ; Vinita Advani ; Mayur Rathod Southern Financial LLC brokerage account [I] Classification: For Memel use only Liam. See below. Do you see the resolution on NETX? Thanks. Regards. Brad From: Mayur Rathod Sent: Tuesday, October 23, 2018 5:17 AM To: Bradley Gillin € > Cc: Stewart Oldfield < >; Vijay-A Sawant < >; Vinita Advani Subject: Assistance required in

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sd-10-EFTA01373339
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From: Sent: To: CC: Subject: Bradley Giffin 10/23/2018 9:34:59 AM Liam Osullivan Stewart Oldfield I I; Vijay-A Sawant ; Vinita Advani ; Mayur Rathod Southern Financial LLC brokerage account [I] Classification: For Memel use only Liam. See below. Do you see the resolution on NETX? Thanks. Regards. Brad From: Mayur Rathod Sent: Tuesday, October 23, 2018 5:17 AM To: Bradley Gillin € > Cc: Stewart Oldfield < >; Vijay-A Sawant < >; Vinita Advani Subject: Assistance required in

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: CC: Subject: Bradley Giffin 10/23/2018 9:34:59 AM Liam Osullivan Stewart Oldfield I I; Vijay-A Sawant ; Vinita Advani ; Mayur Rathod Southern Financial LLC brokerage account [I] Classification: For Memel use only Liam. See below. Do you see the resolution on NETX? Thanks. Regards. Brad From: Mayur Rathod Sent: Tuesday, October 23, 2018 5:17 AM To: Bradley Gillin € > Cc: Stewart Oldfield < >; Vijay-A Sawant < >; Vinita Advani Subject: Assistance required in resolving Rejection Points - KYC ft Classification: For internal use only Hi Brad, Good Morning!! We require your assistance in resolving below rejection point - 1. Signing authority for Southern Financial LLC brokerage account: Please address discrepancies between the KYC and NetX. The attached LLC resolution is for the banking account only. In addition NETX has the signatories as Jeffrey Epstein, Jean Anne Wiebracht, Harry Beller, Darren Indyke and Paul Barrett has limited trading authority. The KYC only lists Jeffrey Epstein, Jean Anne Wiebracht and Darren Indyke. Please help in getting Corporate resolution which shows Jeffrey Epstein, Jean Anne Wiebracht, Harry Beller, Darren Indyke as signatories and Paul Barrett having limited trading authority. Thanks & Regards Mayur Rathod KYC Case Representative Deutsche CM Centre Private Limited Wealth Management Floor 1, BS, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067461 CONFIDENTIAL SDNY_GM_00213645 EFTA01373339

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