EFTA Document EFTA01373561

6. Please check the box beside the estimated year (if any) in which the average aggregate notional amount ("AANA") of outstanding uncleared derivatives transactions concluded by your group is expected to cross the corresponding threshold: US AANA" Year EU AANA" Year $3.0 trillion 2016 €3.0 trillion [20171 $2.25 trillion 2017 €2.25 trillion 2017 $1.5 trillion 2018 €1.5 trillion 2018 $0.75 trillion 2019 €0.75 trillion 2019 $8 billion 1O 2020 €8 billion 2020 7. Please indicate whether you are subject to any other rules or regulation requiring the mandatory margining of uncleared derivatives and, if so, your classification under such rules or regulation: Please note that DBAG may currently hold information on your classification under EMIR. To the extent that you do not provide responses to this Self-Disclosure Letter, DBAG will continue to rely on such information whether or not it reflects your current classification. The information provided in this Self-Disclosure Letter is, to the best of our (the undersigned's) knowledge and belief, accurate as of the date of completion of this Self-Disclosure Letter. We (the undersigned) agree to promptly provide updates if any such information changes in any material respect. COUNTERPARTY NAME:17 By: Name: Title: Date: 14 As calculated under PR Reg. or CFTC Reg., as applicable. 16 As calculated under EMIR. 16 Measured on the basis of "material swaps exposure" rather than US AANA. 17 If this Self-Disclosure Letter is being delivered by an agent or representative on behalf of one or more principals, please insert "[name of agent/representative) as [agent / representative] for (name of Counterpartyr Similarly, if this Self-Disclosure Letter is being delivered by a trustee on behalf of one or more trusts or trust funds, please insert"(name of trustee] as trustee for (name of Counterpartyl." Template Date: April 10, 2017 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067809 CONFIDENTIAL SDNY_GM_00213993 EFTA01373561