EFTA Document EFTA01373644

Case: 01909661 — Salesforce - Unlimited Edition Page 1 of 9 salesforce.com Case: 01909661 • Close Wndow • Print This Page • Expand All I Collapse All v Relationship Details Relationship Name LAPIDUS, LILIA JUDITH RELATIONSHIP Primary Officer Mauricio Pretelt Reason for KYC Update to KYC Wealth Details Same for All Parties Moderate Risk High Risk Relationship Number Case Owner Approved KYC DB Pay for Third NO party for introduction Describe, Third party compensation v Special Client Type (select if applicable) DB Employee DB is TrusteelCo- Trustee Custom Links Import Documents Export Documents Status Office Reason for Update (If Applicable) Reason for Rejection (If Applicable) Reason for Rush (If applicable) Exception Expires Reason for Exception (If Applicable) Booking Location How Client Was Introduced Introduction Details DB Managed PIC Bearer Shares? KYC Wzard Launch Due Diligence 6. Approved Southern Cone This KYC serves as the 2017 high risk review for the brokerage account held by Berta Ruth Bronstein de Lapidus, Analia Lapidus, and Lilia Judith Lapidus. Please refer to original KYC No. 1190044 for additional information. There are no further changes. RESOLVED 1. Please provide confirmation of address for the three account holders. Confirmation can be from a utility bill. NY Other Source Ms Berta Ruth Bronstein de Lapidus is the widow of Mr. Enrique Lapidus, a DB Suisse client who passed away. Martin Barzi was the RM for the Lapidus family for many years. Mauricio Pretelt now manages the relationship. Global KYC Print https://dbforcepb.my.salesforce.com/5000e0000 Iqede/p?retURL-15000e0000lIqedeAAR... 4/10/2018 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0067933 CONFIDENTIAL SDNY_GM_00214117 EFTA01373644