EFTA Document EFTA01373748

From: Stewart Oldfield Sent: 6/14/2016 5:59:18 PM To: Terri Sohrab Subject: FW: Approval Needed - List of Preferreds Ill Classification: For internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/10 or 24 )of the person preparing the marketing piece. If someone is putting together a customer presentation with factual market data, as long as Source is identified ( Bloomberg/Thompson) then it should take minutes for the supervisor & MRG to approve. Zlggy, Why don't you get your back-up RA ( Brian ) to assist on these items??? Lets talk tomorrow. Thank you ,thrg Kind Regards Zia Memon Managing Director I Head. WM-US Business Supervisory Office Deutsche Bark Securities Inc. Wealth Management Americas 345 Park Avenue, 10154-0004 New York, NY, USA Fermat.. - Perfairsq. From: Todd Stevens Sent: Tuesday, June 14, 2016 5:31 PM To: Stewart Oldfield; Zbynek Kozelsky; Andrew King; zia Memon; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068090 CONFIDENTIAL SDNY_GM_00214274 EFTA01373748