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sd-10-EFTA01373801Dept. of JusticeOther

EFTA Document EFTA01373801

From: Sent: To: Subject: Attachments: Stewart Oldfield 9/28/2016 4:06:52 PM Cynthia Rodriguez fw: butterfly [I) doc00872020160928150255.pdf Classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: Email: Securities offered through Deutsche Bank Securities Inc. From: Richard Kahn [mailto:richardkahnl2@gmail.com] Sent: Wednesday, September 28,

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sd-10-EFTA01373801
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From: Sent: To: Subject: Attachments: Stewart Oldfield 9/28/2016 4:06:52 PM Cynthia Rodriguez fw: butterfly [I) doc00872020160928150255.pdf Classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: Email: Securities offered through Deutsche Bank Securities Inc. From: Richard Kahn [mailto:richardkahnl2@gmail.com] Sent: Wednesday, September 28,

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Subject: Attachments: Stewart Oldfield 9/28/2016 4:06:52 PM Cynthia Rodriguez fw: butterfly [I) doc00872020160928150255.pdf Classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: Email: Securities offered through Deutsche Bank Securities Inc. From: Richard Kahn [mailto:richardkahnl2@gmail.com] Sent: Wednesday, September 28, 2016 04:06 PM To: Stewart Oldfield Subject: butterfly thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa. cel Begin forwarded message: From Date: September 28, 2016 at 4:03:00 PM EDT To: CS 3051ci [00:17:c8:25:f3:53] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068173 CONFIDENTIAL SDNY_GM_00214357 EFTA01373801

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Emailrichardkahnl2@gmail.com
MAC Address00:17:C8:25:F3:53
Phone8150255

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Subject: FW: DB preferred deposits and CDs - rate update as of 2/5/18 From: Stewart Oldfield Date: Thu, 08 Feb 2018 10:11:46 -0500 To: Cynthia Rodriguez amilmillm• From: Richard Kahn [mailto: Sent: Thursday, Februar 08, 2018 10:11 AM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thank you yes please send account forms Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Feb 8, 2018, at 10:10 AM, Stewart

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I will put up a teas ticket to have the account reactivated. No worries. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenu 10154-0004 New York, NY. USA POST401"-litir ePe4f0Ort, From: Stewart Oldfield Sent: Thursday, May 26, 2016 7:12 PM To: Cynthia Rodriguez; Brianna Fowler Subject: Please send to Firdaus. Thanks Classification: External Communication Stewart Oldfield, C

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Subject: Re: Debit card From: Richard Kahn e > Date: Fri, 22 Dec 2017 10:08:38 -0500 To: Stewart Oldfield e > no worrieshave plenty of time to work out we will do 1 large withdrawal in january then revert to card thank you and happy new year.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Dec 22, 2017, at 10:07 AM, Stewart Oldfield wrote: Cynthia is working on it right now. us. Sorry Stewart Oldfield, CFA, CAIA Director Deut

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From: Sent: To: Subject: Attachments: Stewart Oldfield 5/26/2016 7:11:35 PM Cynthia Rodriguez Please send to Firdaus. Thanks doc00394220160526154515.pdf Classification: External Communication Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mana ement Tel Mobile Email: ackberry Securities offered through Deutsche Bank Securities Inc. From: Richard Kahn [mailto Sent: Thursday, May 26, 2016 04:47 PM To: Stewart Oldfield Subject:

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:07:53 -0500 To: Richard Kahn e > Cynthia is working on it right now. This is a learning process for all of us. Sorry Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 9:51 AM, Richard Kahn < 1==> wrote: i believe issue w

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