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sd-10-EFTA01373806Dept. of JusticeOther

EFTA Document EFTA01373806

Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell On Oct 18, 2016, at 9:47 AM, Darlene Zong wrote: Classification: Confidential As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial U.C. We have the order till the end of the today. Best, Darlene From: Darlene Zo

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sd-10-EFTA01373806
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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell On Oct 18, 2016, at 9:47 AM, Darlene Zong wrote: Classification: Confidential As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial U.C. We have the order till the end of the today. Best, Darlene From: Darlene Zo

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell On Oct 18, 2016, at 9:47 AM, Darlene Zong wrote: Classification: Confidential As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial U.C. We have the order till the end of the today. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 8:50 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [Cj Classification: Confidential We should be able to work within yesterday's context. Once we have a firm order, we can work to get potentially better. From: Richard Kahn [mailto Sent: Monday, October 17, To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068178 CONFIDENTIAL SDNY_GM_00214362 EFTA01373806

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo

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