EFTA Document EFTA01373831

2/13/2018 21142015 SELL 100.0060 SPY03162018P 295 1.61910000 16 131 0: 300.00 6.38 USD 0.00 113/2018 2/1412018 BUY 1000060 SPY 012020180 276 165470000 ms4700 woo 600 USD 0.00 2434018 2/14/2015 SELL 400.0060 SPY012020MP 240 241760000 26.17000 300.00 661 USD 0.00 2/16/2018 241/2018 BUY 30000 BMC A 100 420.90000 100.00 600 USD 0.00 2/16/2018 2120/2018 SELL 4/5.0000 LD01162018C 625 1.36128000 1%01(: 375120 640 USD 0.00 2/1612018 240/2015 SELL -1290060 ID03162018P 77.5 0.94944000 IlaGEOG 125 00 628 USD 0.00 2424018 2/21/2018 SELL 100.06C0 SPY0316201SC 274 244100000 24.41otet moo 6.57 USD 0.00 2424016 243/2015 BUY 1000000 SPY 0316201SP 245 063810000 638200 100.00 600 USD 0.00 2424018 241/2018 SELL 100.0000 SPY 04202018C 276 3.53150000 15.111/'* 300.00 632 USD 0.00 2/22/2018 2/23/2018 BUY 100.0000 SPY 0420201SP 240 1.41560000 1415600 100.00 600 USD 0.00 2/73/2018 247/2015 BUY 2.500 0000 18 00100000 45,000.00 10000 600 USD 0.00 246/2018 2/2812018 BUY 2500.0000 18011000000 4100003 100.00 600 USD 0.00 2/2812018 1/2/2015 BUY 1900.0600 ECYT 4.20000000 -',.880.30 0.60 0.03 USD 211.68 2/28/2018 1/2/2015 SELL -1400.000) ECYT 533790000 :0.47; Ou 56.00 618 USD 0.00 34/2018 317/1015 BUY 800.0000 18.0:C00000 -11.30.00 3200 603 USD 0.00 34/2018 3/9/2018 BUY 5,000.0000 1100000000 -90.00000 20000 600 USD 0.00 3/7/2018 14/2018 SELL 100.06C0 OM 04202018 P60 1.90000000 19014405 300.00 644 USD 0.00 342/2018 3/14/2018 SELL 21,0000000 E70 4906500000 10)0.76500 840.00 2932 USD 0.00 3/12/2018 34412013 BUY 2.500.060) 18.60200000 410000 100% 6.00 USD 0.00 346/2018 3/20/2018 SELL 4.000.0000 VG0 240.00000000 96400000 16000 28.18 USD 0.00 3/16/2018 3/20/2015 BUY 11.700 0000 18.00000000 .110.60000 46400 600 USD 0.00 346/1018 3/19/2018 SELL -1250060 LD 04202018 C 825 103030000 1:42504 375.00 6.30 USD 0.00 3/16/2018 3/19/2015 SELL .1/5.0600 GILD042020M P 77.5 1.06000000 11.290Y/ 375.00 6.11 USD 0.00 349/2018 341/2015 BUY 3.0060 8RX A 106000000 .919,13000 100.00 600 USD 0.00 3/19/2018 340/2015 BUY 200.0060 SPY 0420201110 277.5 1.51000000 .30.200.00 60060 6.00 USD 0.00 3/19/2018 3/20/2015 SELL 200.0000 SPY09202018P 255 1.41000000 4120000 600.00 666 USD 0.00 3/20/2318 3/22/2018 SELL 500.000.0000 5411.G1) 100.47500000 502375'V' 0.00 660 USD 61900 KM BUYS 9/28/2017 1/12/2017 BUY 1,300,0000 LOR 16 45603000 21.38530 0.00 0.00 USD 513.24 9/79/2017 10/14017 BUY 6,400.0000 PQG 17.50000000 2/200003 0.00 000 USD 1,192.00 10/13/2017 1047/2017 BUY 2.700.0000 REVG 2725000000 71575.00 000 aoa USD 1,87418 1049/2017 10/23/2017 BUY 6.000.0060 110SC U 10.06000000 60.60000 0.00 000 USD 60000 10/26/2017 101304017 BUY 4.100.0060 8PA1P 18.00000000 77.40.00 0.00 000 USD 1 99692 10/2612017 10/10/2017 BUY 700.0020 HCM 26.50600000 1455000 0.00 000 USD 66710 11/1/2017 11/12017 BUY 3.200 000) TR 13 021100300 .41,600.00 000 000 USD 1.747.20 11/1/2017 11/3/2017 BUY 8.5000000 1M 1100100000 -9/50200 0.00 000 USD 2,550.00 11/3/2017 11/7/2017 BUY 2.400.0000 9.00000000 -21500,00 0.00 000 USD 907.20 11/7/1017 11/10/2017 BUY 5.200.0000 441 17.55000000 .161.91000 0.00 0.00 USD 52000 11/9/2017 11/13/2017 BUY 7000000 SRO 800000000 5.600.05 0.00 0.00 USD 10080 11/16/2017 11/20/1017 BUY 800.0000 27.25000000 214%00 0.00 000 USD 39240 11/16/2017 11/20/2017 BUY 700.0060 ELD 3175000000 2162500 0.00 0.03 USD 389.82 11/17/2017 11/21/2017 BUY 800.0000 P500 1425000000 13.40000 0.00 000 USD 29070 11/20/2017 1124/2017 BUY 2.000.0000 PCTY 97.25000000 -9450000 0.110 000 USD 20000 11/3012017 1144017 BUY 4.6000020 IN 1450000000 -6620000 000 000 USD 1.700115 11/30/2017 1: 3'231) BUY 19500600 SGH 33 50100300 200,30000 000 000 USD 1.947.20 Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068217 CONFIDENTIAL SDNY_GM_00214401 EFTA01373831