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sd-10-EFTA01373833Dept. of JusticeOther

EFTA Document EFTA01373833

From: Vahe Stepanian Ivahe.stepanian@db.corn] Sent: 7/13/2017 11:11:42 AM To: Richard Kahn CC: Stewart Oldfiel ; Darren Indyke -'Jeanne Brennan Subject: RE: (C) Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts @ S0.70 Thank you, Vahe Original Message From: Richard Kahn [mailto:richardkahn12@gmail.com] sent: Thursday, July 13, 2017 11:09 AM To: vahe stepanian <vahe.stepanian@db.com> Cc: St

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sd-10-EFTA01373833
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From: Vahe Stepanian Ivahe.stepanian@db.corn] Sent: 7/13/2017 11:11:42 AM To: Richard Kahn CC: Stewart Oldfiel ; Darren Indyke -'Jeanne Brennan Subject: RE: (C) Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts @ S0.70 Thank you, Vahe Original Message From: Richard Kahn [mailto:richardkahn12@gmail.com] sent: Thursday, July 13, 2017 11:09 AM To: vahe stepanian <vahe.stepanian@db.com> Cc: St

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian Ivahe.stepanian@db.corn] Sent: 7/13/2017 11:11:42 AM To: Richard Kahn CC: Stewart Oldfiel ; Darren Indyke -'Jeanne Brennan Subject: RE: (C) Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts @ S0.70 Thank you, Vahe Original Message From: Richard Kahn [mailto:richardkahn12@gmail.com] sent: Thursday, July 13, 2017 11:09 AM To: vahe stepanian <vahe.stepanian@db.com> Cc: Stewart Oldfield <stewart.oldfield@db.com>; Darren Indyke <dkiesq@aol.com>; Jeanne Brennan <jabwcpa@gmail.com> subject: Re: [c] AMD thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell > On Jul 13, 2017, at 11:07 AM, vahe Stepanian < > wrote: > • Classification: Confidential > • What is ticker? Original message > From: Richard Kahn [mailto:ri > Sent: Thursday, July 13, 2017 11:06 AM > To: vahe Stepanian > Cc: Stewart 01dfie Darren Indyke ; Jeanne Brennan > subject: Re: [c] > • we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you > • Richard Kahn > HBRK Associates Inc. > S7S Lexington Avenue 4th Floor > New > tel > fax > cel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068220 CONFIDENTIAL SDNY_GM_00214404 EFTA01373833

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Emaildkiesq@aol.com
Emailivahe.stepanian@db.corn
Emailjabwcpa@gmail.com
Emailrichardkahn12@gmail.com
Emailstewart.oldfield@db.com
Emailvahe.stepanian@db.com

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Subject: Re: [C] From: Richard Kahn ‹ > Date: Wed, 26 Jul 2017 16:51:29 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Darren Indyke Bebe Avdiu Jeanne Brennan Liam Osullivan thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 26, 2017, at 4:49 PM, Vahe Stepanian a wrote: Classification: Confidential Hi Rich — we verbally confirmed the request with Darren and the shares should go out in the morning. We'll confirm on

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Subject: RE: Trade Report 1/17/17 [C] From: Vahe Stepanian Date: Tue, 17 Jan 2017 16:03:55 -0500 To: Richard Kahn Cc: Darren Indyke Joshua Shoshan Stewart Oldfield Jeanne Brennan Classification: Confidential Nothing done on Ubisoft today. We'll continue working tomorrow morning. From: Richard Kahn [mailto: Sent: Tuesday, January 17, 2017 4:02 PM To: Vahe Stepanian Cc: Darren Indyke; Joshua Shoshan; Stewart Oldfield; Jeanne Brennan Subject: Re: Trade Report 1/17/17 [C] thank you R

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Subject: RE: [C] From: Vahe Stepanian < > Date: Thu, 13 Jul 2017 11:11:42 -0400 To: Richard Kahn .5 p Cc: Stewart Oldfield 5 >, Darren Indyke <->, Jeanne Brennan Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts 9 $0.70 Thank you, Vahe Original Message From: Richard Kahn [manta: Sent: Thursday, July 13, 2017 11:09 AM To: Vahe Stepanian eld < 0.; Darren Indyke <->; Jeanne Brennan Su•ject: Re

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From: Vahe Stepania Sent: 7/26/2017 2:59:07 PM To: Richard Kahn CC: Darren lndyke Subject: RE: Trade Report 7/13/2017 [C) Classification: Confidential On it, be right back. ;Jeanne Brenna Stewart Oldfield From: Richard Kahn [mailto Sent: Wednesday, Ju 26 2017 2:58 PM To: Vahe Stepanian Cc: Darren Indyke Jeanne Brennan Stewart Oldfield Subject: Re: Trade Report 7/13/2017 [CI pricing please? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 1002

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---Original Message--- From: Richard Kahn Sent: Thursday, July 13, 2017 11:16 AM To: Vahe Stepanian Cc: Stewart Oldfield ;Jeanne Brennan < Subject: Re: [C] Yes thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Darren Indyke On Jul 13, 2017, at 11:11 AM, Vahe Stepanian c > wrote: Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts @ $0.70 Th

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