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sd-10-EFTA01373837Dept. of JusticeOther

EFTA Document EFTA01373837

>>» Cc: Stewart Oldfield »» Subject: »» »» are we equip to sell puts? >>» »» Richard Kahn »» HBRK Associates Inc. »» 575 Lexington Avenue 4th Floor »» New York NY 10022 »» tel »» fax »» cell >>>> >>» >>» >>» >>» >>» >>» >>» --- »» This communication may contain confidential and/or intended recipient (or have received this communication and destroy this communication. Any unauthorized copying this communication is strictly forbidden. >>» >>» Please refer to https://db.com/

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Dept. of Justice
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sd-10-EFTA01373837
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>>» Cc: Stewart Oldfield »» Subject: »» »» are we equip to sell puts? >>» »» Richard Kahn »» HBRK Associates Inc. »» 575 Lexington Avenue 4th Floor »» New York NY 10022 »» tel »» fax »» cell >>>> >>» >>» >>» >>» >>» >>» >>» --- »» This communication may contain confidential and/or intended recipient (or have received this communication and destroy this communication. Any unauthorized copying this communication is strictly forbidden. >>» >>» Please refer to https://db.com/

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
>>» Cc: Stewart Oldfield »» Subject: »» »» are we equip to sell puts? >>» »» Richard Kahn »» HBRK Associates Inc. »» 575 Lexington Avenue 4th Floor »» New York NY 10022 »» tel »» fax »» cell >>>> >>» >>» >>» >>» >>» >>» >>» --- »» This communication may contain confidential and/or intended recipient (or have received this communication and destroy this communication. Any unauthorized copying this communication is strictly forbidden. >>» >>» Please refer to https://db.com/disclosures for addi >>» »» Deutsche Bank does not render legal or tax advice, communication should not be regarded as such. >» This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. >> > >» Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. >> > >» Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. > > > > » • This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > > » Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. > > » Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. > • This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > • Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. > Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. privileged information. If you are not the in error) please notify the sender immediately , disclosure or distribution of the material in tional EU corporate and regulatory disclosures. and the information contained in this CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068224 CONFIDENTIAL SDNY_GM_00214408 EFTA01373837

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URLhttps://db.com/disclosures

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From: Stewart Oldfield sent: 11/28/2018 11:50:37 AM To: Richard Kahn Subject: Alan is out the ck? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this co

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax 212-320-0381 cell On Jan 12, 2018, at 11:24 AM, Cynthia Rodriguez <MIMMIIIM> wrote: Absolutely. I will let the branch know and they will have the cash ready pre-counted and ready to go for Tuesday pick up. Kind regards. Cynthia Rodriguez c•image001.png> Cynthia Rodriguez Assistant Vice Frewlent Deutsche Bank Trust Company Americas Deutsche Bait Wealth Management 345 4th Fl 10154-0004 New

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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From: Stewart Oldfield [ Sent: 11/19/2018 3:25:34 PM To: Richard Kahn Subject: RE: Brad spoke to him Friday morning, and have not heard back today. original message From: Richard Kahn (mailto: Sent: monday, November 19 2018 To: Stewart oldfield subject: Brad did you ever hear back? please advise Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell 3:13 Pm This communication may contain confidential and/or privileged information

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From: Vijay-A Sawant Sent: 7/25/2018 6:15:23 AM To: Kshitij Golani CC: Bradley Gillin ; Stewart Oldfield Subject: FW: Your KYC has been rejected - Case #: 01946825 Attachments: Constitutional docs, COI & IRS Letter.pdf; Corp Resolution.pdf Importance: High Hi Kshitij, I have resolved all points below and re-submitting this case to you for your approval. Let me know if any queries, I look forward to your feedback, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deut

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From: Stewart Oldfield Sent: 12/2/2016 1:24:35 PM To: Richard Kahn http://www.wshconVarticles/deutsche-bank-to-cut-off-around-3-400-clients-1480697773 as we discussed . . . Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 New York. NY 10154 Tel. Mobile I rY Email Securities offered though Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not t

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