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sd-10-EFTA01373863Dept. of JusticeOther

EFTA Document EFTA01373863

Thirdlake: • Currently interested in Tech views via structured notes, but no appetite for risk • Investment in Harvest Hedge Fund makes sense for this relationship • Stewart Oldfield and Paul Bartilucci to pitch DPM opportunities • Stewart Oldfield to bring in more deposits and pitch consumer retail or corporate financing on this relationship Tisch: • Hedge Funds such as Harvest could be a possible opportunity for this relationship • Stewart Oldfield to establish an introduction to

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Dept. of Justice
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sd-10-EFTA01373863
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Summary

Thirdlake: • Currently interested in Tech views via structured notes, but no appetite for risk • Investment in Harvest Hedge Fund makes sense for this relationship • Stewart Oldfield and Paul Bartilucci to pitch DPM opportunities • Stewart Oldfield to bring in more deposits and pitch consumer retail or corporate financing on this relationship Tisch: • Hedge Funds such as Harvest could be a possible opportunity for this relationship • Stewart Oldfield to establish an introduction to

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Thirdlake: Currently interested in Tech views via structured notes, but no appetite for risk Investment in Harvest Hedge Fund makes sense for this relationship Stewart Oldfield and Paul Bartilucci to pitch DPM opportunities Stewart Oldfield to bring in more deposits and pitch consumer retail or corporate financing on this relationship Tisch: Hedge Funds such as Harvest could be a possible opportunity for this relationship Stewart Oldfield to establish an introduction to Diamond Offshore Drilling with DB Stewart Oldfield and ISG to pitch RCM, corporate treasury assets, and possible DB AG accounts Possible Prospects: Willet (Bloomberg Family Office): Small RCM portfolio with DB Look at private markets/managers Seed managers Patrick Campion to establish connection between John Cryan, Stewart Oldfield and Willet Internal groups such as ICG Sales, CIB, Prime Brokerage might have hedge fund contacts for Stew to connect to on a principle level Laura Farischon pitched the notion of looking on the PE 8 Hedge Fund public list to see if there are any possible prospects there Another option that was pitched was covering hedge funds that Global Markets no longer covers and getting introduction to those principles for possible wealth opportunity. Kind regards, Cynthia Rodriguez <Picture (Device Independent Bitmap) 1.jpg> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 34 4 New York. NY, USA Tel Fa Em Original Appointment From: Patrick Campion Sent: Thursday, January 11, 2018 11:42 AM To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters; Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068267 CONFIDENTIAL SDNY_GM_00214451 EFTA01373863

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Subject: FW: Account Planning-Stewart Oldfield [I] From: Sam Petrucci Date: Fri, 26 Jan 2018 17:29:19 -0500 To: Stewart Oldfield Classification: For internal use only Hey bud, please let me know where I (or a member of my team) can help here. Have a great weekend ... Sam From: Cynthia Rodriguez Sent: Monday, January 22, 2018 1:07 PM To: Patrick Cam ion Ponzio Harris Winters ; Stewart Oldfield ; Samantha Harmon • Laura Farischon • Nina- • Andrew King • Charlie Burrows zans >. Br

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