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sd-10-EFTA01373886Dept. of Justice

EFTA Document EFTA01373886

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Ashley Furniture - strong relationship with founding family (Wanek/Third Lake) led to introduction to corporate treasury staff. Won $17Smm mandate for long-dated DBNY CDs Southern Financial - one of the most complicated client situations I've seen. They have been extremely vocal about our lack of trading capabilities since I joined. Withdrew large portion of assets during 2016 (not DOJ related). Client was offboarded by Global markets at the end of 2016 due to lack of profitability. Further

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Dept. of Justice
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sd-10-EFTA01373886
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