EFTA Document EFTA01373890

these alerts are false positive. Please refer to the below mail with regard to Alert review for your reference. Please let us know, if anything is required from our end. Thanks and Regards, Manikandan Muralidharan Manikandan Muralidharan U S - New Client Adoption DBOI Global Services Private Limited Block 5.6.7. Velankani Tech Park. No.:43. Electronic City. Hosts Road. 560100 Bangalore. India Tel. + 20 11002 Mobile Email Backup details - Ganesh Balaji Btiarath-Kumar MS For Escalations please contact Level 1 • Kati( Level 2 - Balaji Pacift- u Peeroopi- - Forwarded by Manikandan Muralidnaranidb/dbcom on 12/19/201408:53 PM -- From: To: Cc: Date: Subject Syed-Anzar Ahmed/db/dbcom Manikinjar CAGNY Curesll- Anantesh 12/19/2014 08.42 PM Re: Fw. EDD package for the RID: lart, name : Southern Financial LLC ROC alert Review - Very Urged (I] Classification: For internal use only Hello All, Please find the details below: NO ESCALATION REQUIRED 1) Richard Kahn Alert #1: Alert is False Positive. Mismatch Individuals. Our client name is Richard Kahn who is controlling person of Southern CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068309 CONFIDENTIAL SDNY_GM_00214493 EFTA01373890