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sd-10-EFTA01373910Dept. of Justice

EFTA Document EFTA01373910

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2. Client facts and circumstances - This section is meant to provide information regarding source of wealth, financial position, current and future liquidity events and investment objectives. Given the nature of this information, it will need to be entered manually for each respective relationship 3. FY2016 financials - This section is intended to provide transparency on existing product relationships for each client. To complete this section each RM team will be provided with a pre-populate

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Dept. of Justice
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sd-10-EFTA01373910
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