EFTA Document EFTA01373917

From: Wayne Salit Sent: 12/23/2014 2:56:00 PM To: John Juul Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [Ii Classification: For Internal use only John — Thanks for the information. I will escalate this matter to Ted Gonedes for his view on the Rep Risk issue. BTW, you mentioned that you copied Mike, but I did not see it in the cc line. What is Mike's last name? Kind Regards, Wayne Salit From: John Juul Sent: Tuesday, December 23, 2014 2:45 PM To: Wayne Salit Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Yes, he is. Copying Mike who covers this space from a Line Advisory perspective. From: Wayne Salit Sent: Tuesday, December 23, 2014 1:39 PM To: John Juul Subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only John — See information below. Are you familiar with Ted Gonedes? I am trying to figure out if he is senior enough for this decision. Also, the directory does not indicate who Ted reports into. Let me know your thoughts on whether Ted is the right person to go to with this Rep Risk issue? Thanks. Kind Regards, Wayne Salit From: Dmitri Saks Sent: Tuesday, December 23, 2014 9:32 AM To: Wayne Salit Cc: Carlos-A Garcia; Jan Bornebusch Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068349 CONFIDENTIAL SDNY_GM_00214533 EFTA01373917